ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
99
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Short Selling filter Short Selling
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- Guidelines and Technical standards (575) Apply Guidelines and Technical standards filter
- Fund Management (113) Apply Fund Management filter
- MiFID - Investor Protection (85) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (38) Apply Credit Rating Agencies filter
- Post Trading (19) Apply Post Trading filter
- MiFID - Secondary Markets (15) Apply MiFID - Secondary Markets filter
- Market Abuse (8) Apply Market Abuse filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Market Integrity (5) Apply Market Integrity filter
- Prospectus (3) Apply Prospectus filter
- Benchmarks (2) Apply Benchmarks filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- International cooperation (1) Apply International cooperation filter
- Securitisation (1) Apply Securitisation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Compliance table filter Compliance table
- Letter (103) Apply Letter filter
- Press Release (54) Apply Press Release filter
- Reference (52) Apply Reference filter
- Final Report (43) Apply Final Report filter
- Opinion (35) Apply Opinion filter
- Consultation Paper (30) Apply Consultation Paper filter
- Statement (30) Apply Statement filter
- Report (28) Apply Report filter
- Decision (13) Apply Decision filter
- Speech (6) Apply Speech filter
- Technical Advice (4) Apply Technical Advice filter
- Q&A (3) Apply Q&A filter
- Technical Standards (3) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
- Annual Report (1) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Joint Committee X IAS Regulation X Short Selling X IFRS Supervisory Convergence X Compliance table X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 16/12/2019 | JC/2019/81 | Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions | Joint Committee | Guidelines & Recommendations | PDF 1.34 MB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
| 21/03/2018 | ESMA71-99-598 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | ZIP 871.26 KB |
downloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownloaddownload | |||
| 26/09/2017 | ESMA71-99-598 | Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 1.48 MB |
||||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 291.93 KB |
||||
| 04/12/2015 | 2013/74 HR | Smjernice Izuzeće za aktivnosti održavanja tržišta i aktivnosti na primarnom tržištu u skladu s Uredbom (EU) 236/2012 Europskog parlamenta i Vijeća o kratkoj prodaji i određenim aspektima kreditnih izvedenica na osnovi nastanka statusa neispunjavanja obve | Short Selling | Guidelines & Recommendations | PDF 671.15 KB |
||||
| 21/10/2015 | JC/2015/061 | Joint Draft Guidelines on AML_CFT RFWG Art 17 and 18 | Joint Committee | Guidelines & Recommendations | PDF 630.58 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 186.54 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 22/12/2014 | JC/GL/2014/01/SV | Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 62.26 KB |
||||
| 22/12/2014 | JC/GL/2014/01/SL | Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 82.26 KB |
||||
| 22/12/2014 | JC/GL/2014/01/SK | Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 65.22 KB |
||||
| 22/12/2014 | JC/GL/2014/01/RO | Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.2 KB |
||||
| 22/12/2014 | JC/GL/2014/01/PT | Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.14 KB |
||||
| 22/12/2014 | JC/GL/2014/01/PL | Załącznik I: Szablon dla procesu mapowania dla konglomeratu finansowego (załącznik JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 81.46 KB |
||||
| 22/12/2014 | JC/GL/2014/01/NL | Bijlage I: Model voor het in kaart brengen (mapping) van het financiële conglomeraat (JC 2014 07 | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 67.95 KB |
||||
| 22/12/2014 | JC/GL/2014/01/MT | Anness I: Mudell għall-proċess ta’ mmappjar għall-konglomerat finanzjarju (Anness JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.01 KB |
||||
| 22/12/2014 | JC/GL/2014/01/LV | I pielikums: Veidne finanšu konglomerāta kartēšanas procesam (AK 2014 070 Pielikums) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.43 KB |
||||
| 22/12/2014 | JC/GL/2014/01/LT | I priedas: Priskyrimo finansiniam konglomeratui proceso šablonas (JC 2014 070 priedas) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 65.34 KB |