ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Supervisory convergence filter Supervisory convergence
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (78) Apply Corporate Information filter
- CESR Archive (18) Apply CESR Archive filter
- Post Trading (17) Apply Post Trading filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Fund Management (7) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Management Board (3) Apply Management Board filter
- Market Abuse (3) Apply Market Abuse filter
- Prospectus (3) Apply Prospectus filter
- Short Selling (3) Apply Short Selling filter
- Sustainable finance (3) Apply Sustainable finance filter
- Market Integrity (2) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (2) Apply Securitisation filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (160) Apply Reference filter
- Guidelines & Recommendations (158) Apply Guidelines & Recommendations filter
- Press Release (91) Apply Press Release filter
- Final Report (79) Apply Final Report filter
- Opinion (68) Apply Opinion filter
- Consultation Paper (65) Apply Consultation Paper filter
- Report (53) Apply Report filter
- Statement (51) Apply Statement filter
- Speech (41) Apply Speech filter
- Letter (38) Apply Letter filter
- Investor Warning (27) Apply Investor Warning filter
- Q&A (18) Apply Q&A filter
- Compliance table (14) Apply Compliance table filter
- Decision (10) Apply Decision filter
- Summary of Conclusions (10) Apply Summary of Conclusions filter
- Technical Standards (3) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Joint Committee X Supervisory convergence X Innovation and Products X MiFID - Investor Protection X Securities Financing Transactions X Annual Report X SMSG Advice X Technical Advice X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
19/04/2022 | JC 2022 01 | Joint Committee Annual Report 2021 | Joint Committee | Annual Report | PDF 217.87 KB |
||||
07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |
||||
10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
||||
04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
||||
01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). |