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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/07/2022 ESMA34-463-941 Report on Penalties and measures imposed under the AIFMD in 2021 Fund Management Report PDF
793.12 KB
08/07/2022 ESMA34-45-1647 Report on Penalties and measures imposed under the UCITS Directive in 2021 Fund Management Report PDF
449.54 KB
01/06/2022 ESA 2022 23 Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules Joint Committee Report PDF
776.21 KB
02/05/2022 JC 2022 20 Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation Fund Management, Joint Committee Report PDF
3.38 MB
13/04/2022 JC 2022 09 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
949.47 KB
07/02/2022 ESA 2022 01 Joint ESA response to the EU Commission on Digital Finance Innovation and Products, Joint Committee Report PDF
2.57 MB
03/02/2022 ESMA50-165-1948 EU Alternative Investment Funds- 2022 Statistical Report Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.46 MB
22/12/2021 ESMA80-416-197 Report on CRA Market Share Calculation 2021 Credit Rating Agencies Report PDF
494.35 KB
08/09/2021 JC 2021 45 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2021 Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
642.21 KB
20/07/2021 ESMA32-382-1153 Prospectus activity and sanctions report 2020 Prospectus Report PDF
458.21 KB
20/07/2021 ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Fund Management Report PDF
510 KB
20/07/2021 ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Fund Management Report PDF
516.21 KB
01/07/2021 ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report PDF
1.36 MB
28/05/2021 ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report PDF
200.21 KB
17/05/2021 JC 2021 31 JC Report on the implementation and functioning of the Securitisation Regulation Joint Committee, Securitisation Report PDF
1.03 MB
14/04/2021 ESMA 50-165-1710 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 Fund Management, Innovation and Products, Market data Report PDF
2.54 MB
08/04/2021 ESMA50-165-1734 EU Alternative Investment Funds- 2021 Statistical Report Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.77 MB
31/03/2021 JC 2021 27 JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
641.71 KB
31/03/2021 JC 2021 24 Joint report on the assessment of the application of the Guidelines on complaints-handling Joint Committee Report PDF
725.04 KB
04/02/2021 JC 2021 03 Joint ESAs Final Report on RTS under SFDR Joint Committee, Sustainable finance Report PDF
2.58 MB

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