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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|14/01/2022||ESAs Financial Education event||Joint ESAs high-level conference on financial education||Joint Committee, MiFID - Investor Protection||Reference||PDF
|10/01/2022||JC 2020 06||Joint Committee's Rules of Procedures||Joint Committee||Reference||PDF
|07/01/2022||JC 2021 95||List of Financial Conglomerates 2021||Joint Committee||Reference||PDF
|06/01/2022||ESMA65-8-5240||FIRDS Instructions on how to download transparency results files v1.4 – Updated 06/01/2022||MiFID - Secondary Markets||Reference||PDF
|04/01/2022||JC 2021 56||Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee||Innovation and Products, Joint Committee, MiFID - Investor Protection||Reference||PDF
|04/01/2022||JC 2021 57||Mandate of the Joint Committee of the European Supervisory Authorities’ Sub- Committee on Cross Sectoral Developments, Risks and Vulnerabilities (Risk Sub-Committee)||Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|04/01/2022||JC 2021 58||Mandate of the European Supervisory Authorities’ Joint Committee Securitisation Committee (JCSC)||Joint Committee, Securitisation||Reference||PDF
|04/01/2022||JC 2021 59||Mandate of the Joint Committee of the European Supervisory Authorities’ Sub-Committee on Financial Conglomerates (JCFC)||Joint Committee||Reference||PDF
|04/01/2022||ESMA70-156-4957||Call for evidence- DLT Pilot Regime- response form||Innovation and Products, MiFID - Secondary Markets||Reference||DOCX
|04/01/2022||ESMA70-156-4957||Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting||Innovation and Products, MiFID - Secondary Markets||Reference||PDF
|22/12/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|22/12/2021||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|15/12/2021||JC EFIF framework||EFIF procedural framework for cross-border testing||Joint Committee||Reference||PDF
|08/11/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|29/10/2021||ESMA81-459-11||Minutes of the euro risk-free rates WG meeting 29/09/2021||Benchmarks||Reference||PDF
|01/10/2021||ESMA70-156-3921||Public Register for the Trading Obligation for derivatives under MiFIR||MiFID - Secondary Markets||Reference||PDF
|01/10/2021||JC 2021 34||2022 Work Programme of the Joint Committee of the European Supervisory Authorities||Joint Committee||Reference||PDF
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
|09/09/2021||ESACD 2021||Programme for the joint ESA Consumer Day 2021||Innovation and Products, Joint Committee, MiFID - Investor Protection||Reference||PDF