ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/01/2022 | ESMA70-156-4978 | Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Consultation Paper | PDF 565.29 KB |
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| 28/01/2022 | ESMA 80-416-228 | Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 481.87 KB |
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| 27/01/2022 | ESMA35-43-2998 | Draft Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Consultation Paper | PDF 527.96 KB |
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| 18/11/2021 | ESMA35-36-2418 | Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD | MiFID - Investor Protection | Consultation Paper | PDF 1.35 MB |
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| 21/10/2021 | JC 2021 61 | Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee | Consultation Paper | PDF 844.1 KB |
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| 01/10/2021 | ESMA35-43-2827 | Call for evidence on retail investor protection aspects | MiFID - Investor Protection | Consultation Paper | PDF 357.05 KB |
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| 24/09/2021 | ESMA70-156-3914 | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Short Selling | Consultation Paper | PDF 1.19 MB |
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| 24/09/2021 | ESMA35-43-2836 | Consultation on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Consultation Paper | PDF 452.96 KB |
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| 25/08/2021 | Joint Committee | JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices | Joint Committee | Consultation Paper | PDF 366.32 KB |
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| 19/07/2021 | ESMA35-36-2324 | CP on Guidelines on certain aspects of the MiFID II remuneration requirements | MiFID - Investor Protection | Consultation Paper | PDF 624.54 KB |
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| 26/05/2021 | ESMA 33-9-413 | Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | Consultation Paper | PDF 392.05 KB |
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| 26/05/2021 | ESMA70-156-4067 | Consultation Paper- Technical standards for commodity derivatives- MiFIDII Recovery Package | COVID-19, MiFID - Secondary Markets | Consultation Paper | PDF 863.42 KB |
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| 12/05/2021 | ESMA70-156-4233 | Consultation Paper- Annual RTS 2 Review 2021 | MiFID - Secondary Markets | Consultation Paper | PDF 445.2 KB |
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| 25/02/2021 | ESMA80-187-807 | Consultation Paper- Guidelines on use of alternative methodology | Benchmarks | Consultation Paper | PDF 263.42 KB |
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| 29/01/2021 | ESMA 80-196-5019 | Consultation Paper on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Consultation Paper | PDF 345.85 KB |
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| 29/01/2021 | ESMA35-36-2159 | CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | MiFID - Investor Protection | Consultation Paper | PDF 454.65 KB |
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| 23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
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| 18/12/2020 | ESMA-70-156-2368 | MiFID II Consultation Paper on Algorithmic Trading | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 1.64 MB |
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| 06/11/2020 | ESMA70-156-2477 | Consultation Paper Guidelines on market data | MiFID - Secondary Markets | Consultation Paper | PDF 833.85 KB |
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| 25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |