ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
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| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
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| 13/04/2022 | ESMA70-156-4966 | Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 157.26 KB |
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| 04/04/2022 | ESMA70-448-10 | Final Report- Short Selling Regulation Review | Short Selling | Final Report | PDF 749.55 KB |
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| 05/01/2022 | ESMA70-156-4966 | Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision | Market Abuse | Final Report | PDF 369.64 KB |
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| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
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| 17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
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| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
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| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
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| 28/10/2021 | ESMA35-36-2319 EN | Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 584.29 KB |
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| 22/10/2021 | JC 2021 50 | Final report on taxonomy-related product disclosure RTS | Joint Committee, Sustainable finance | Final Report | PDF 1.62 MB |
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| 12/10/2021 | ESMA82-402-683 | Final Report on STS notification for synthetic securitisations | Securitisation | Final Report | PDF 795.09 KB |
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| 25/08/2021 | Joint Committee | ESAs 2020 Final Report on EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee | Final Report | PDF 338.72 KB |
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| 25/08/2021 | Joint Committee | JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions | Joint Committee | Guidelines & Recommendations | PDF 1.34 MB |
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| 25/08/2021 | Joint Committee | JC 2018 Final Report on Big Data | Joint Committee | Final Report | PDF 520.31 KB |
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| 25/08/2021 | Joint Committee | JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector | Joint Committee | Guidelines & Recommendations | ZIP 7.53 MB |
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| 25/08/2021 | Joint Committee | JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings | Joint Committee | Guidelines & Recommendations | PDF 584.04 KB |
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| 25/08/2021 | Joint Committee | JC 2016 Final Report Good supervisory practices for reducing mechanistic reliance on credit ratings | Joint Committee | Final Report | PDF 286.96 KB |
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| 25/08/2021 | Joint Committee | JC 2014 Guidelines on Consistency of supervisory practices for FiCos | Joint Committee | Guidelines & Recommendations | ZIP 6.5 MB |