ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/06/2022 | ESMA02-91-3297 | ESMA Final Accounts Financial Year 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 685.48 KB |
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| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 10/06/2022 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 131.97 KB |
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| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
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| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 12/05/2022 | ESMA WP-2022-02 | ESMA working paper on Financial stability risks from cloud outsourcing | Innovation and Products | Reference | PDF 746.79 KB |
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| 28/03/2022 | ESMA 50-165-2078 | Fund performance during market stress – The Corona experience | Fund Management, Innovation and Products | Reference | PDF 387.61 KB |
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| 10/02/2022 | ESMA 80-195-1352 | Text mining ESG disclosures in rating agency press releases | Credit Rating Agencies, Innovation and Products, Sustainable finance | Reference | PDF 403.58 KB |
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| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
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| 14/01/2022 | ESMA70-151-3061 | Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR | Post Trading, Supervisory convergence | Reference | PDF 339.83 KB |
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| 04/01/2022 | JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 91.78 KB |
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| 04/01/2022 | ESMA70-156-4957 | Call for evidence- DLT Pilot Regime- response form | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 777.34 KB |
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| 04/01/2022 | ESMA70-156-4957 | Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting | Innovation and Products, MiFID - Secondary Markets | Reference | PDF 570.54 KB |
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| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 09/09/2021 | ESACD 2021 | Programme for the joint ESA Consumer Day 2021 | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 159.66 KB |
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| 20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.07 MB |
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| 25/05/2021 | ESMA-50-164-4518 response form | Call for evidence on digital finance- response form | Innovation and Products | Reference | DOCX 749.6 KB |
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| 21/05/2021 | ESMA22-106-3378 | SMSG response to the European Commission’s targeted consultation on supervisory convergence and the single rulebook | Securities and Markets Stakeholder Group, Supervisory convergence | Reference | PDF 171.54 KB |