ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
309
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Management Board X Market Integrity X Guidelines and Technical standards X CESR Archive X Supervisory convergence X CCP Directorate X Q&A X Report X Reference X Statement X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/08/2022 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
134.19 KB
04/08/2022 ESMA70-156-4448 Q&As- Central Securities Depositories Regulation , Q&A PDF
561.38 KB
29/07/2022 ESMA70-449-672 Call for Evidence on pre-hedging , Reference PDF
245.25 KB
29/07/2022 ESMA70-449-674 Response form call for evidence pre-hedging , Reference DOCX
752.93 KB
20/07/2022 ESMA34-32-352 Q&A on the Application of the AIFMD , Q&A PDF
707.65 KB
19/07/2022 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.12 MB
08/07/2022 ESMA91-398-5549 ESMA updates on third-country CCPs’ applications for recognition Statement PDF
114.39 KB
08/07/2022 ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements , Statement PDF
97.86 KB
07/07/2022 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
131.17 KB
04/07/2022 ESMA91-372-2239 4th ESMA CCP Stress Test FAQ , Reference PDF
352.51 KB
04/07/2022 ESMA91-372-2060 4th ESMA CCP Stress Test Report , Report PDF
4 MB
01/07/2022 ESMA41-140-79 Technical standards , Reference XLSX
173.59 KB
28/06/2022 ESMA91-398-5595 Public Statement FICC and OCC June 2022 , Statement PDF
75.42 KB
28/06/2022 ESMA02-91-3297 ESMA Final Accounts Financial Year 2021 , , , Reference PDF
685.48 KB
23/06/2022 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
568.37 KB
23/06/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
470.97 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

19/05/2022 ESMA91-372-1630 Response Form- Consultation Paper on Draft Guidelines on the Summary of Resolution Plans (Article 12(7)(a) of CCPRRR) Reference DOCX
621.81 KB
19/05/2022 ESMA91-372-1630 Response Form- Consultation Paper on Draft Guidelines on the CCP assessment of resolvability (Article 15(5) of CCPRRR) Reference DOCX
621.74 KB
19/05/2022 ESMA91-372-1630 Response Form- Consultation Paper on Draft Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) Reference DOCX
621.92 KB
19/05/2022 ESMA91-372-1630 Response Form- Consultation Paper on Draft guidelines on written arrangements and procedures for the functioning of resolution colleges Reference DOCX
621.45 KB

Pages