ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/08/2022 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 134.19 KB |
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| 04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
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| 29/07/2022 | ESMA70-449-672 | Call for Evidence on pre-hedging | Market Abuse, Market Integrity | Reference | PDF 245.25 KB |
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| 29/07/2022 | ESMA70-449-674 | Response form call for evidence pre-hedging | Market Abuse, Market Integrity | Reference | DOCX 752.93 KB |
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| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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| 19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
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| 08/07/2022 | ESMA91-398-5549 | ESMA updates on third-country CCPs’ applications for recognition | CCP Directorate | Statement | PDF 114.39 KB |
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| 08/07/2022 | ESMA35-43-3137 | ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements | MiFID - Investor Protection, Supervisory convergence | Statement | PDF 97.86 KB |
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| 07/07/2022 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 131.17 KB |
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| 04/07/2022 | ESMA91-372-2239 | 4th ESMA CCP Stress Test FAQ | CCP Directorate, Post Trading | Reference | PDF 352.51 KB |
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| 04/07/2022 | ESMA91-372-2060 | 4th ESMA CCP Stress Test Report | CCP Directorate, Post Trading | Report | PDF 4 MB |
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| 01/07/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 173.59 KB |
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| 28/06/2022 | ESMA91-398-5595 | Public Statement FICC and OCC June 2022 | CCP Directorate, Press Releases | Statement | PDF 75.42 KB |
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| 28/06/2022 | ESMA02-91-3297 | ESMA Final Accounts Financial Year 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 685.48 KB |
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| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 19/05/2022 | ESMA91-372-1630 | Response Form- Consultation Paper on Draft Guidelines on the Summary of Resolution Plans (Article 12(7)(a) of CCPRRR) | CCP Directorate | Reference | DOCX 621.81 KB |
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| 19/05/2022 | ESMA91-372-1630 | Response Form- Consultation Paper on Draft Guidelines on the CCP assessment of resolvability (Article 15(5) of CCPRRR) | CCP Directorate | Reference | DOCX 621.74 KB |
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| 19/05/2022 | ESMA91-372-1630 | Response Form- Consultation Paper on Draft Guidelines on the types and content of the provisions of Cooperation Arrangements (Article 79 of CCPRRR) | CCP Directorate | Reference | DOCX 621.92 KB |
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| 19/05/2022 | ESMA91-372-1630 | Response Form- Consultation Paper on Draft guidelines on written arrangements and procedures for the functioning of resolution colleges | CCP Directorate | Reference | DOCX 621.45 KB |