ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
246
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Management Board filter Management Board
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Post Trading (163) Apply Post Trading filter
- Corporate Information (124) Apply Corporate Information filter
- MiFID - Secondary Markets (124) Apply MiFID - Secondary Markets filter
- Joint Committee (107) Apply Joint Committee filter
- Risk Analysis & Economics - Markets Infrastructure Investors (99) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (97) Apply Fund Management filter
- Board of Supervisors (86) Apply Board of Supervisors filter
- Corporate Disclosure (85) Apply Corporate Disclosure filter
- MiFID - Investor Protection (78) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (64) Apply Credit Rating Agencies filter
- CCP Directorate (60) Apply CCP Directorate filter
- Planning reporting budget (56) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (56) Apply Securities and Markets Stakeholder Group filter
- IFRS Supervisory Convergence (52) Apply IFRS Supervisory Convergence filter
- Innovation and Products (51) Apply Innovation and Products filter
- Sustainable finance (43) Apply Sustainable finance filter
- Warnings and publications for investors (43) Apply Warnings and publications for investors filter
- International cooperation (42) Apply International cooperation filter
- Brexit (38) Apply Brexit filter
- Securitisation (38) Apply Securitisation filter
- Benchmarks (36) Apply Benchmarks filter
- Press Releases (31) Apply Press Releases filter
- European Single Electronic Format (29) Apply European Single Electronic Format filter
- Market Abuse (27) Apply Market Abuse filter
- Trade Repositories (26) Apply Trade Repositories filter
- Prospectus (23) Apply Prospectus filter
- COVID-19 (22) Apply COVID-19 filter
- Trading (21) Apply Trading filter
- Corporate Finance (20) Apply Corporate Finance filter
- Procurement (18) Apply Procurement filter
- Market data (16) Apply Market data filter
- Short Selling (16) Apply Short Selling filter
- Securities Financing Transactions (14) Apply Securities Financing Transactions filter
- Transparency (14) Apply Transparency filter
- Careers (12) Apply Careers filter
- ESMA newsletter (12) Apply ESMA newsletter filter
- Corporate Governance (9) Apply Corporate Governance filter
- IAS Regulation (9) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (9) Apply MiFID II: Transparency Calculations and DVC filter
- Speeches (7) Apply Speeches filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Audit (2) Apply Audit filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Statement filter Statement
- (-) Remove Report filter Report
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (561) Apply Guidelines & Recommendations filter
- Final Report (318) Apply Final Report filter
- Press Release (309) Apply Press Release filter
- Consultation Paper (199) Apply Consultation Paper filter
- CESR Document (109) Apply CESR Document filter
- Letter (91) Apply Letter filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Compliance table (41) Apply Compliance table filter
- Speech (39) Apply Speech filter
- Opinion (37) Apply Opinion filter
- Annual Report (22) Apply Annual Report filter
- Decision (19) Apply Decision filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Technical Advice (3) Apply Technical Advice filter
Your filters
Management Board X Market Integrity X Guidelines and Technical standards X CESR Archive X Supervisory convergence X Q&A X Report X Reference X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2022 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 132.45 KB |
||||
| 01/07/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 173.59 KB |
||||
| 28/06/2022 | ESMA02-91-3297 | ESMA Final Accounts Financial Year 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 685.48 KB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 23/06/2022 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 131.16 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
||||
| 29/04/2022 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | XLSX 66.09 KB |
||||
| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
||||
| 26/01/2022 | ESMA70-447-1885 | Statement on new NSP notification threshold | Market Integrity, Short Selling | Statement | PDF 90.32 KB |
||||
| 18/01/2022 | ESMA70-156-4859 | Report on the application of accepted market practices_2021 | Market Integrity | Report | PDF 1.63 MB |
||||
| 14/01/2022 | ESMA70-151-3061 | Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR | Post Trading, Supervisory convergence | Reference | PDF 339.83 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 28/10/2021 | ESMA70-154-2780 | ESMA’s Statement on Investment Recommendations on Social Media | Market Integrity, MiFID - Investor Protection | Statement | PDF 106.19 KB |
||||
| 18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
||||
| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
| 20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.07 MB |
||||
| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |