REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|09/12/2022||ESMA34-45-1576||Cross-border distribution of investment funds||Fund Management||Reference||PDF
|08/12/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|08/12/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|07/12/2022||ESMA ED Calendar||2022 calendar of the Executive Director of ESMA||Corporate Information||Reference||PDF
|02/12/2022||ESMA22-106-4325||SMSG Advice on gas and nuclear energy||Securities and Markets Stakeholder Group, Sustainable finance||SMSG Advice||PDF
|02/12/2022||ESMA22-106-4322||SMSG Advice on Depositary Receipts and Geopolitical Risks||MiFID - Investor Protection, Securities and Markets Stakeholder Group||SMSG Advice||PDF
|02/12/2022||ESMA22-106-4323||SMSG Advice to the Call for evidence on the implementation of SRD2 provisions on proxy advisors and the investment chain||Corporate Finance, Securities and Markets Stakeholder Group||SMSG Advice||PDF
|29/11/2022||ESMA Chair calendar||2022 Calendar of the Chair of ESMA||Corporate Information||Reference||PDF
|24/11/2022||ESMA50-164-6745||ESMA advice on CBI measure AIFMD Art25||Fund Management||Reference||PDF
|18/11/2022||ESMA34-472-383||Response form- CP on Guidelines on funds names||Fund Management, Sustainable finance||Reference||DOCX
|04/11/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|31/10/2022||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|26/10/2022||ESMA22-106-4247||SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements||MiFID - Investor Protection, Securities and Markets Stakeholder Group, Supervisory convergence||SMSG Advice||PDF
|24/10/2022||ESMA24-436-1150||Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022||Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance||Reference||PDF
|10/10/2022||ESMA22-440-256||ESMA Staff Stakeholder contacts in the third quarter 2022||Corporate Information||Reference||PDF
|10/10/2022||ESMA22-439-1076||ESMA Strategy 2023-2028||Board of Supervisors, Corporate Information||Reference||PDF
|05/10/2022||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|03/10/2022||ESMA34-46-101||Register of authorised European long-term investment funds (ELTIFs)||Fund Management||Reference||XLSX
|16/09/2022||ESMA63-313-659||Procurement plan overview||Procurement||Reference||PDF
|06/09/2022||ESMA Chair of CCP SC Calendar||2021 Calendar of CCP Supervisory Committee Chair, Klaus Löber (August- December 2021)||Corporate Information||Reference||PDF