ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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13/02/2012 | 2011/MB/114 | Summary of conclusions- Management Board meeting of 7 November 2011 | Management Board | Reference | PDF 68.91 KB |
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22/07/2011 | 2011/MB/74 | Summary of conclusions- Management Board meeting of 11 April 2011 | Management Board | Reference | PDF 45.04 KB |
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22/07/2011 | 2011/MB/75 | Summary of conclusions- Management Board meeting of 28 April 2011 | Management Board | Reference | PDF 29.28 KB |
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22/07/2011 | 2011/MB/76 | Summary of conclusions- Management Board meeting of 24 May 2011 | Management Board | Reference | PDF 71.81 KB |
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01/03/2012 | 2011/MB/85 | Management board meeting on 3 August 2011 | Management Board | Reference | PDF 159.83 KB |
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02/12/2011 | 2011/MB/88 | Summary of conclusions- Management Board meeting of 11 July 2011 | Management Board | Reference | PDF 41.18 KB |
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02/12/2011 | 2011/MB/98 | Summary of conclusions- Management Board meeting on 19 September 2011 | Management Board | Reference | PDF 47.46 KB |
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22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
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01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
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19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
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24/04/2012 | 2012/MB/15 | Management Board meeting on 13 February 2012 | Management Board | Reference | PDF 204.36 KB |
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29/06/2012 | 2012/MB/28 | Management Board meeting on 16 April 2012 | Management Board | Reference | PDF 211.39 KB |
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01/03/2012 | 2012/MB/3 | Management board meeting on 19 December 2011 | Management Board | Reference | PDF 211.17 KB |
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01/03/2012 | 2012/MB/4 | Management board meeting on 30 January 2012 | Management Board | Reference | PDF 177.39 KB |
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15/11/2012 | 2012/MB/49 | Summary of conclusions MB meeting 18/06/12 | Management Board | Reference | PDF 150.35 KB |
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15/11/2012 | 2012/MB/50 | Summary of conclusions MB meeting 23/07/12 | Management Board | Reference | PDF 103.88 KB |
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15/11/2012 | 2012/MB/59 | Summary of conclusions MB meeting 10/09/12 | Management Board | Reference | PDF 207.41 KB |
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19/02/2013 | 2012/MB/74 | Summary of conclusions MB meeting 05/11/12 | Management Board | Reference | PDF 143.24 KB |
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20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. |