ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Crowdfunding filter Crowdfunding
- (-) Remove Transparency filter Transparency
- Post Trading (23) Apply Post Trading filter
- Fund Management (12) Apply Fund Management filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- CESR Archive (8) Apply CESR Archive filter
- Joint Committee (8) Apply Joint Committee filter
- MiFID - Investor Protection (8) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (8) Apply MiFID - Secondary Markets filter
- Prospectus (5) Apply Prospectus filter
- Short Selling (4) Apply Short Selling filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Abuse (3) Apply Market Abuse filter
- Securitisation (3) Apply Securitisation filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Market Integrity (2) Apply Market Integrity filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Letter (181) Apply Letter filter
- Reference (128) Apply Reference filter
- Press Release (75) Apply Press Release filter
- Statement (48) Apply Statement filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Report (34) Apply Report filter
- Final Report (33) Apply Final Report filter
- Speech (28) Apply Speech filter
- Consultation Paper (26) Apply Consultation Paper filter
- Decision (16) Apply Decision filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Opinion (7) Apply Opinion filter
- Annual Report (5) Apply Annual Report filter
- Compliance table (5) Apply Compliance table filter
- Technical Standards (4) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Management Board X Corporate Disclosure X Innovation and Products X Crowdfunding X Transparency X Trade Repositories X Q&A X Technical Advice X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |