ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/11/2020 | ESMA71-99-1418 | ESMA tells fund managers to improve readiness for future adverse shocks | Fund Management | Press Release | PDF 89.58 KB |
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| 02/10/2020 | ESMA71-99-1406 | ESMA Work Programme 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 88.38 KB |
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| 15/06/2020 | ESMA71-99-1348 | ESMA publishes 2019 Annual Report and updates 2020 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 116.17 KB |
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| 11/06/2020 | ESMA71-99-1342 | Decision Short Selling Reporting Renewal Statement | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 83.55 KB |
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| 04/06/2020 | ESMA71-99-1339 | ESMA promotes convergence in the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Press Release | PDF 85.27 KB |
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| 15/04/2020 | ESMA71-99-1318 | ESMA issues positive opinions on short selling bans by 5 jurisdictions | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 114.75 KB |
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| 06/04/2020 | ESMA71-99-1301 | ESMA report stresses impact of costs on retail investor benefits | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 109.54 KB |
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| 27/03/2020 | ESMA34-39-967 | ESMA consults on guidance to address leverage risk in the AIF sector | Fund Management | Press Release | PDF 83.19 KB |
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| 16/03/2020 | ESMA71-99-1291 | ESMA requires net short position holders to report positions of 0.1% and above | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 82.58 KB |
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| 10/01/2020 | ESMA71-99-1270 | ESMA report values EU Alternative Investment Funds at €5.8 trillion | Fund Management, Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 149.02 KB |
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| 04/12/2019 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 500.53 KB |
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| 01/10/2019 | ESMA71-99-1220 | ESMA 2020 WP | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases | Press Release | PDF 106.92 KB |
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| 05/09/2019 | ESMA71-99-1205 | ESMA publishes stress simulation framework for investment funds | Fund Management, Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 119.98 KB |
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| 19/07/2019 | ESMA71-99-1204 | MMF stress testing and reporting guidelines release | Fund Management | Press Release | PDF 98.28 KB |
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| 11/07/2019 | ESMA71-99-1193 | ESMA reappoints MB members July 2019 and SC extension | Board of Supervisors, Corporate Information, Management Board, Press Releases | Press Release | PDF 95.43 KB |
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| 02/07/2019 | ESMA71-99-1158 | MWT Reclaim Schemes Release | Market Integrity, Press Releases | Press Release | PDF 103.56 KB |
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| 29/03/2019 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 407.27 KB |
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| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 05/02/2019 | ESMA71-99-1106 | Press release- ESMA consults on liquidity stress test guidance for investment funds | Fund Management | Press Release | PDF 82.55 KB |
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| 01/02/2019 | ESMA71-99-1096 | ESMA and EU securities regulators MoUs with FCA | Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories | Press Release | PDF 80.5 KB |