ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/11/2020 | ESMA34-45-926 | Consultation paper on draft Guidelines on marketing communications | Fund Management | Consultation Paper | PDF 383.06 KB |
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| 31/03/2020 | ESMA34-39-966 | Consultation paper on ITS on cross-border distribution of funds | Fund Management | Consultation Paper | PDF 341.49 KB |
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| 27/03/2020 | ESMA34-39-967 | Consultation paper on Guidelines on Article 25 of Directive 2011/61/EU | Fund Management | Consultation Paper | PDF 411.64 KB |
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| 04/12/2019 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 500.53 KB |
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| 16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
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| 16/07/2019 | ESMA34-39-881 | Consultation paper on performance fees guidelines in ucits | Fund Management | Consultation Paper | PDF 398.62 KB |
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| 27/05/2019 | ESMA70-145-1145 | Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories | Market Integrity, Post Trading | Consultation Paper | PDF 545.53 KB |
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| 29/03/2019 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 407.27 KB |
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| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 28/03/2019 | ESMA34-46-89 | Consulation Paper on Draft regulatory technical standards under Article 25 of the ELTIF Regulation | Fund Management | Consultation Paper | PDF 295.66 KB |
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| 05/02/2019 | ESMA34-39-784 | Consultation paper on guidelines on liquidity stress testing in UCITS and AIFs | Fund Management | Consultation Paper | PDF 377.41 KB |
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| 19/12/2018 | ESMA34-45-569 | Consultation paper on integrating sustainability risks and factors in the UCITS Directive and AIFMD | Fund Management | Consultation Paper | PDF 461.04 KB |
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| 13/11/2018 | ESMA34-49-144 | Consultation paper on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation | Fund Management | Consultation Paper | PDF 879.06 KB |
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| 28/09/2018 | ESMA34-49-131 | Consultation paper on draft guidelines on stress test scenarios under the MMF Regulation | Fund Management | Consultation Paper | PDF 1.28 MB |
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| 07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
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| 24/05/2017 | ESMA34-49-82 | Draft technical advice, implementing technical standards and guidelines under the MMF Regulation | Fund Management | Consultation Paper | PDF 2.04 MB |
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| 16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
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| 21/11/2016 | 2016/1586 | Questions and Answers on UCITS Directive | Fund Management | Q&A | PDF 454.07 KB |
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| 12/09/2016 | 2016/1140 | Final advice on AIFMD passport | Fund Management | Technical Advice | PDF 621.95 KB |
This version of the advice includes the following clarifications with respect to the assessment of the Isle of Man:
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| 15/07/2016 | 2016/1137 | Call for evidence on Asset segregation and custody services | Fund Management | Consultation Paper | PDF 683.88 KB |