ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
27
REFINE YOUR SEARCH
Sections
- (-) Remove Management Board filter Management Board
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Fund Management filter Fund Management
- (-) Remove Innovation and Products filter Innovation and Products
- Credit Rating Agencies (27) Apply Credit Rating Agencies filter
- Board of Appeal (16) Apply Board of Appeal filter
- Post Trading (16) Apply Post Trading filter
- Short Selling (9) Apply Short Selling filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Joint Committee (8) Apply Joint Committee filter
- Corporate Information (6) Apply Corporate Information filter
- MiFID - Investor Protection (6) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- COVID-19 (5) Apply COVID-19 filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Prospectus (3) Apply Prospectus filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- CESR Archive (1) Apply CESR Archive filter
- Market Abuse (1) Apply Market Abuse filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Technical Advice filter Technical Advice
- Reference (124) Apply Reference filter
- Guidelines & Recommendations (106) Apply Guidelines & Recommendations filter
- Press Release (67) Apply Press Release filter
- Consultation Paper (48) Apply Consultation Paper filter
- Opinion (42) Apply Opinion filter
- Summary of Conclusions (39) Apply Summary of Conclusions filter
- Speech (36) Apply Speech filter
- Final Report (28) Apply Final Report filter
- Statement (28) Apply Statement filter
- Letter (26) Apply Letter filter
- Report (25) Apply Report filter
- Compliance table (12) Apply Compliance table filter
- Q&A (8) Apply Q&A filter
- Technical Standards (4) Apply Technical Standards filter
- Annual Report (3) Apply Annual Report filter
Your filters
Management Board X Fund Management X Market Integrity X Innovation and Products X Technical Advice X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 29/09/2020 | ESMA-22-328-402 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 147.09 KB |
||||
| 17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
||||
| 24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
||||
| 11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
||||
| 26/03/2020 | ESMA70-155-9546 | ESMA Decision Article 28 SSR_reporting threshold | Market Integrity, Short Selling | Decision | PDF 236.57 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 23/03/2020 | ESMA22-328-275 | Decision of the Management Board- Rules of Procedure | Corporate Information, Management Board | Decision | PDF 144.92 KB |
||||
| 16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 12/11/2019 | ESMA63-313-548 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 759.59 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 26/01/2017 | ESMA40-1432018523-304 | Decision- Adopting Rules of Procedure on Professional Secrecy | Management Board | Decision | PDF 332.94 KB |
||||
| 12/09/2016 | 2016/1140 | Final advice on AIFMD passport | Fund Management | Technical Advice | PDF 621.95 KB |
This version of the advice includes the following clarifications with respect to the assessment of the Isle of Man:
|
|||
| 30/07/2015 | 2015/1236 | ESMA's advice to the European Parliament, the Council and the Commission on the application of the AIFMD passport to non-EU AIFMs and AIFs | Fund Management | Technical Advice | PDF 1.36 MB |
Executive summary Reasons for publication In accordance with Articles 36 and 42 of the Directive 2011/61/EU on Alternative Investment Fund Managers (AIFMD), non-EU alternative investment fund managers (AIFMs) and non-EU alternative investment funds (AIFs) managed by EU AIFMs are subject to the national private placement regime (NPPR) of each of the Member States where the AIFs are marketed or managed. However, the AIFMD makes provision for the passport, which is currently reserved to EU AIFMs and AIFs, to be potentially extended in future. Article 67(1) of the AIFMD establishes that, by 22 July 2015, ESMA shall issue to the European Parliament, the Council and the Commission advice on the application of the passport to non-EU AIFMs and AIFs in accordance with the rules set out in Article 35 and 37 to 41 of the AIFMD. This document sets out ESMA’s advice on the application of the passport to six non-EU countries: Guernsey, Hong Kong, Jersey, Switzerland, Singapore and the United States. Contents Section 1 of the advice sets out the background to ESMA’s work, while the detailed assessment of each of the aforementioned non-EU countries is contained in section 2. Annexes 1 to 7 contain a summary of the feedback to the call for evidence that ESMA launched in November 2014. Annex 8 gives a detailed breakdown by non-EU country of the number of non-EU AIFs and non-EU AIFMs active in Member States in accordance with Articles 36 and 42 of the AIFMD. Next Steps ESMA will continue to work on its assessment of other non-EU countries not covered in this advice with a view to delivering further submissions to the European Parliament, the Council and the Commission in the coming months. For those non-EU jurisdictions with which there are currently no supervisory cooperation arrangements in place for the purposes of the AIFMD, ESMA will continue its efforts to agree a MoU with the authorities concerned. | |||
| 16/02/2015 | 2015/227 | Final Report- ESMA’s technical advice to the European Commission on the delegated acts of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds | Fund Management | Technical Advice | PDF 609.09 KB |
||||
| 28/11/2014 | 2014/1417 | ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive | Fund Management | Technical Advice | PDF 469.49 KB |
||||
| 02/07/2014 | 2014/MB/39 | Decision on the Implementing Rules to the Financial Regulation of ESMA | Management Board | Decision | PDF 279.01 KB |
||||
| 02/07/2014 | 2014/MB/38 | Decision on the Financial Regulation of ESMA | Management Board | Decision | PDF 392.78 KB |