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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2014 2014/1200 2015 Work Programme Corporate Information, Management Board, Board of Supervisors Reference PDF
500.54 KB		 The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
28/09/2015 2015/1469 2015-1469- Investment Firms briefing MiFID - Secondary Markets, Press Releases Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing MiFID - Secondary Markets, Press Releases Reference PDF
307.12 KB
19/12/2016 2016/1673 2016-1673 Q&A on MiFID II commodity derivatives topics MiFID - Secondary Markets Q&A PDF
338.93 KB
09/02/2016 2016/272AF 2016_mdsc_cwg_application_form MiFID - Secondary Markets Reference DOCX
40.48 KB
07/02/2018 ESMA20-95-823 2018 Regulatory Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
251.91 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
543.97 KB
19/04/2018 ESMA 32-63-427 22nd Extract from the EECS’s Database of Enforcement IFRS Supervisory Convergence Reference PDF
688.86 KB
23/12/2015 2015/1911 Annex III- Draft ISO 20022 message specification MiFID - Secondary Markets Reference ZIP
1.13 MB
12/10/2020 ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches Reference PDF
350.51 KB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits MiFID - Secondary Markets Reference XLSX
54.8 KB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency MiFID - Secondary Markets Reference XLSX
62.23 KB
16/08/2012 2012/526 Announcement of roundtable on materiality in financial reporting- 1 October 12 IFRS Supervisory Convergence Reference PDF
100.21 KB
18/07/2016 2016/1139 APPLICATION FORM Application form for CDTF CWG MiFID - Secondary Markets Reference DOCX
35.9 KB
05/01/2017 ESMA32-65-67 Application Form for CRSC CWG Corporate Disclosure, IFRS Supervisory Convergence Reference DOCX
38.09 KB
04/07/2016 2016/1068 APPLICATION FORM Application form for SMSC CWG MiFID - Secondary Markets Reference DOCX
35.75 KB
04/08/2020 ESMA70-154-1934 Application form- SMSC CWG Renewal 2020 MiFID - Secondary Markets Reference DOCX
38.68 KB
16/01/2017 ESMA00-6-265 Briefing note on MiFID II technical data reporting requirements MiFID - Secondary Markets Reference PDF
146.74 KB
09/11/2018 ESMA70-156-785 Call for evidence periodic auctions for equity instruments MiFID - Secondary Markets Reference PDF
537.4 KB
24/05/2019 ESMA70-156-1101 Call for evidence Position limits MiFID - Secondary Markets Reference PDF
314.72 KB

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