ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
133
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Crowdfunding filter Crowdfunding
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- Guidelines and Technical standards (561) Apply Guidelines and Technical standards filter
- MiFID - Investor Protection (83) Apply MiFID - Investor Protection filter
- Joint Committee (82) Apply Joint Committee filter
- Credit Rating Agencies (42) Apply Credit Rating Agencies filter
- Short Selling (25) Apply Short Selling filter
- Post Trading (22) Apply Post Trading filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Market Abuse (8) Apply Market Abuse filter
- CESR Archive (7) Apply CESR Archive filter
- Prospectus (6) Apply Prospectus filter
- Market Integrity (4) Apply Market Integrity filter
- Benchmarks (3) Apply Benchmarks filter
- Securitisation (3) Apply Securitisation filter
- Sustainable finance (3) Apply Sustainable finance filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Innovation and Products (2) Apply Innovation and Products filter
- Market data (2) Apply Market data filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Transparency (2) Apply Transparency filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Q&A filter Q&A
- Reference (200) Apply Reference filter
- Press Release (126) Apply Press Release filter
- Opinion (109) Apply Opinion filter
- Consultation Paper (77) Apply Consultation Paper filter
- Letter (75) Apply Letter filter
- Statement (72) Apply Statement filter
- Final Report (56) Apply Final Report filter
- Report (55) Apply Report filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Speech (38) Apply Speech filter
- Decision (21) Apply Decision filter
- Compliance table (20) Apply Compliance table filter
- Technical Standards (11) Apply Technical Standards filter
- Technical Advice (8) Apply Technical Advice filter
- Annual Report (7) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Management Board X IFRS Supervisory Convergence X COVID-19 X Corporate Governance X Crowdfunding X MiFID - Secondary Markets X Fund Management X Q&A X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2011 | 2011/456 | Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 407 KB |
This is the final report. The guidelines along with the translations are published separately. |
|||
| 21/02/2012 | 2012/113 | Questions and Answers- A Common Definition of European Money Market Funds- updated February 2012 | Fund Management | Q&A | PDF 83.79 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of the guidelines on a Common Definition of European Money Market Funds developed by CESR by providing responses to questions posed by the general public and competent authorities. The content of this document is aimed at competent authorities to ensure that in their supervisory activities their actions are converging along the lines of the responses adopted by ESMA. However, the answers are also intended to help management companies by providing clarity as to the content of CESR’s guidelines on a Common Definition of European Money Market Funds, rather than creating an extra layer of requirements. | |||
| 24/02/2012 | 2012/122 | Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 1006.44 KB |
ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts. |
enbgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | ||
| 28/03/2012 | 2012/197 | Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.27 KB |
To access the translations, please use the links on the left. | |||
| 28/03/2012 | 2012/197 bg | Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 281.24 KB |
||||
| 28/03/2012 | 2012/197 cz | Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.01 KB |
||||
| 28/03/2012 | 2012/197 dk | Retningslinjer om risikoberegning og beregning af samlet eksponering for visse typer af strukturerede investeringsinstitutter UCITS | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 275.1 KB |
||||
| 28/03/2012 | 2012/197 de | Leitlinien zur Risikomessung und zur Berechnung des Gesamtrisikos für bestimmte Arten strukturierter OGAW | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 271.45 KB |
||||
| 28/03/2012 | 2012/197 ee | Teatud liiki struktureeritud eurofondide riskide mõõtmise ja üldriski arvutamise suunised | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 256.21 KB |
||||
| 28/03/2012 | 2012/197 el | Κατευθυντήριες γραμμές για τη μέτρηση του κινδύνου και τον υπολογισμό της συνολικής έκθεσης ορισμένων τύπων δομημένων ΟΣΕΚΑ σε κινδύνους | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 275.24 KB |
||||
| 28/03/2012 | 2012/197 es | Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 267.49 KB |
||||
| 28/03/2012 | 2012/197 fi | Ohjeet riskinarvioinnista ja tietyn tyyppisten strukturoitujen yhteissijoitusyritysten kokonaisriskin laskennasta | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 268.62 KB |
||||
| 28/03/2012 | 2012/197 fr | Orientations relatives à l’évaluation du risque et au calcul du risque global pour certains types d’OPCVM structurés | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 268.25 KB |
||||
| 28/03/2012 | 2012/197 ga | Treoirlínte um thomhas riosca agus ríomh an nochta domhanda le haghaidh cineálacha áirithe GCUI struchtúrtha | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 263.37 KB |
||||
| 28/03/2012 | 2012/197 hu | Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 274.08 KB |
||||
| 28/03/2012 | 2012/197 it | Guidelines sulla misurazione del rischio e sul calcolo dell’esposizione complessiva per taluni tipi di OICVM strutturati | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 265.68 KB |
||||
| 28/03/2012 | 2012/197 lt | Tam tikrų tipų struktūrizuotųjų KIPVPS rizikos vertinimo ir bendros rizikos apimties apskaičiavimo gairės | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 262.77 KB |
||||
| 28/03/2012 | 2012/197 lv | Pamatnostādnes par riska novērtēšanu un vispārējā riska aprēķināšanu dažu veidu strukturētiem PVKIU | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 270.71 KB |
||||
| 28/03/2012 | 2012/197 mt | Linji gwida dwar il-kejl tar-riskji u l-kalkolazzjoni tal-espożizzjoni globali għal ċerti tipi ta’ UCITS strutturati | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 272.33 KB |
||||
| 28/03/2012 | 2012/197 nl | Richtsnoeren voor risicometing en de berekening van het totale risico voor bepaalde types gestructureerde icbe’s | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 267.84 KB |