ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
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10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
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10/03/2011 | ESMA41-140-155 | Decision of the Management Board- Code of good administrative behaviour | Corporate Information, Management Board | Decision | PDF 179.82 KB |
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31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
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21/02/2012 | 2012/113 | Questions and Answers- A Common Definition of European Money Market Funds- updated February 2012 | Fund Management | Q&A | PDF 83.79 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of the guidelines on a Common Definition of European Money Market Funds developed by CESR by providing responses to questions posed by the general public and competent authorities. The content of this document is aimed at competent authorities to ensure that in their supervisory activities their actions are converging along the lines of the responses adopted by ESMA. However, the answers are also intended to help management companies by providing clarity as to the content of CESR’s guidelines on a Common Definition of European Money Market Funds, rather than creating an extra layer of requirements. | |||
02/07/2014 | 2014/MB/38 | Decision on the Financial Regulation of ESMA | Management Board | Decision | PDF 392.78 KB |
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02/07/2014 | 2014/MB/39 | Decision on the Implementing Rules to the Financial Regulation of ESMA | Management Board | Decision | PDF 279.01 KB |
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31/05/2016 | 2016/774 | Q&A on the Application of the EuSEF and EuVECA Regulations | Fund Management | Q&A | PDF 212.93 KB |
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21/11/2016 | 2016/1586 | Questions and Answers on UCITS Directive | Fund Management | Q&A | PDF 454.07 KB |
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16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
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26/01/2017 | ESMA40-1432018523-304 | Decision- Adopting Rules of Procedure on Professional Secrecy | Management Board | Decision | PDF 332.94 KB |
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11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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01/10/2019 | ESMA63-313-528 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 445.94 KB |
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11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
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16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |
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23/03/2020 | ESMA22-328-275 | Decision of the Management Board- Rules of Procedure | Corporate Information, Management Board | Decision | PDF 144.92 KB |
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11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
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24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
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17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
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29/09/2020 | ESMA-22-328-402 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 147.09 KB |