ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
60
REFINE YOUR SEARCH
Sections
- (-) Remove Management Board filter Management Board
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Brexit filter Brexit
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Transparency filter Transparency
- Board of Supervisors (88) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (43) Apply Securities and Markets Stakeholder Group filter
- Joint Committee (17) Apply Joint Committee filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Sustainable finance (4) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Q&A filter Q&A
- Reference (291) Apply Reference filter
- Letter (206) Apply Letter filter
- Press Release (143) Apply Press Release filter
- Statement (116) Apply Statement filter
- Opinion (106) Apply Opinion filter
- Guidelines & Recommendations (90) Apply Guidelines & Recommendations filter
- Annual Report (82) Apply Annual Report filter
- Consultation Paper (67) Apply Consultation Paper filter
- Speech (67) Apply Speech filter
- Final Report (66) Apply Final Report filter
- Report (56) Apply Report filter
- Investor Warning (28) Apply Investor Warning filter
- Decision (22) Apply Decision filter
- Compliance table (20) Apply Compliance table filter
- Technical Advice (10) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
Your filters
Management Board X Brexit X Corporate Disclosure X Market Integrity X Innovation and Products X Benchmarks X Transparency X Corporate Governance X Corporate Information X MiFID - Investor Protection X Q&A X Summary of Conclusions X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 05/10/2020 | ESMA22-106-2788 | SMSG Summary of Conclusions 9 July 2020 | Corporate Information, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 158.28 KB |
||||
| 16/12/2015 | 2015/MB/69 | SoC 4 November meeting of the Management Board | Management Board | Summary of Conclusions | PDF 63.93 KB |
||||
| 03/01/2020 | ESMA22-106-2024 | SoC ESMA Management Board December 2019 | Management Board | Summary of Conclusions | PDF 139.66 KB |
||||
| 13/03/2019 | ESMA22-106-1675 | SoC ESMA Management Board January 2019 | Management Board | Summary of Conclusions | PDF 167.33 KB |
||||
| 06/11/2019 | ESMA22-106-1988 | SoC ESMA Management Board October 2019 | Management Board | Summary of Conclusions | PDF 134.87 KB |
||||
| 06/09/2019 | ESMA22-106-1899 | SoC July 2019 Management Board | Management Board | Summary of Conclusions | PDF 192.16 KB |
||||
| 30/11/2015 | 2015/MB/60rev | SoC Management Board 23 September 2015 | Management Board | Summary of Conclusions | PDF 64.17 KB |
||||
| 29/01/2016 | 2016/MB/3rev1 | SoC Management Board December 2015 | Management Board | Summary of Conclusions | PDF 159.29 KB |
||||
| 29/07/2021 | ESMA22-106-3387 | SoC Management Board- 19 May 2021 | Management Board | Summary of Conclusions | PDF 66.52 KB |
||||
| 22/06/2021 | ESMA22-106-3357 | SoC Management Board- 20 April 2021 | Management Board | Summary of Conclusions | PDF 55.34 KB |