ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
117
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Management Board X Brexit X Corporate Information X Transparency X Short Selling X Supervisory convergence X Fund Management X Innovation and Products X CESR Document X SMSG Advice X Opinion X Report X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/07/2022 ESMA24-436-1333 ESMA Opinion on 2020 Discharge Report Board of Supervisors, Corporate Information Opinion PDF
103.55 KB
08/07/2022 ESMA34-463-941 Report on Penalties and measures imposed under the AIFMD in 2021 Fund Management Report PDF
793.12 KB
08/07/2022 ESMA34-45-1647 Report on Penalties and measures imposed under the UCITS Directive in 2021 Fund Management Report PDF
449.54 KB
02/05/2022 JC 2022 20 Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation Fund Management, Joint Committee Report PDF
3.38 MB
10/03/2022 ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report PDF
802.07 KB
07/02/2022 ESMA50-164-5411 Digital finance related issues – Survey to NCAs Innovation and Products Report PDF
291.04 KB
07/02/2022 ESMA50-164-5410 Report on Call for evidence on Digital Finance Innovation and Products Report PDF
281.83 KB
07/02/2022 ESA 2022 01 Joint ESA response to the EU Commission on Digital Finance Innovation and Products, Joint Committee Report PDF
2.57 MB
03/02/2022 ESMA50-165-1948 EU Alternative Investment Funds- 2022 Statistical Report Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.46 MB
07/01/2022 ESMA22-106-3809 SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation Fund Management, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice PDF
325.26 KB
24/11/2021 ESMA22-106-3734 SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation Securities and Markets Stakeholder Group, Short Selling SMSG Advice PDF
167.66 KB
18/10/2021 ESMA42-110-3265 Report on the independence of National Competent Authorities Supervisory convergence Report PDF
458.92 KB
28/09/2021 ESMA20-95-1430 2022 Annual Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Report PDF
589.43 KB
06/08/2021 ESMA70-156-4576 Report to EC on Use of FinTech by CSDs Innovation and Products, Post Trading Report PDF
537.04 KB
20/07/2021 ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Fund Management Report PDF
510 KB
20/07/2021 ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Fund Management Report PDF
516.21 KB
01/07/2021 ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report PDF
1.36 MB
28/05/2021 ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report PDF
200.21 KB
28/05/2021 ESMA50-164-4575 Opinion- Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD Fund Management Opinion PDF
135.74 KB
27/05/2021 ESMA22-105-1363 ESMA OPINION ON 2019 DISCHARGE REPORT OF EP Board of Supervisors, Corporate Information Opinion PDF
87.37 KB

Pages