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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/01/2013 2013/87 2013 CRA supervision and policy work plan Reference PDF
114.95 KB
13/07/2020 ESMA70-151-3190 3rd EU-Wide CCP Stress Test FAQ , Reference DOCX
464.64 KB
12/10/2020 ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 , , , , Reference PDF
350.51 KB
02/03/2021 ESMA91-374-1021 Application form- CCP PC CWG creation 2021 Reference DOCX
38.36 KB
02/03/2021 ESMA 91-374-1019 Call for expressions of interest- CCP PC CWG- 2021 Reference PDF
156.88 KB
06/08/2019 ESMA74-361-75 Call for interest DAG members , Reference PDF
167.88 KB
07/01/2021 ESMA70-152-2534 CFTC ESMA Enhanced MoU Reference PDF
467.04 KB
27/05/2019 ESMA70-151-1019 Consolidated SFTR_Validation_Rules Reference XLSX
120.19 KB
18/05/2018 ESMA33-9-226 CRA Technical Committee Terms of Reference Reference
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet , , Reference PDF
122.09 KB
16/12/2013 2013/1933 CRAs’ Market share calculation according to Article 8d of the CRA Regulation Reference PDF
181.17 KB
22/12/2014 2014/1583 Credit Rating Agencies’ 2014 market share calculations for the purposes of Article 8d of the CRA Regulation Reference PDF
330 KB
One of the objectives of the CRA Regulation is to increase competition in the markets for credit ratings by encouraging issuers to use smaller credit rating agencies. To this end, Article 8d(1) of the CRA Regulation states that where issuers or related third parties intend to appoint at least two CRAs to rate an issuance or entity, they shall consider appointing at least one CRA with no more than 10% of the total market share. They will consider this where the issuer or related third party finds that such a CRA is capable of rating the relevant issuance or entity and there is such a CRA available to rate the issuance or entity in question. Where it is not possible to appoint at least one CRA with no more than 10% of the total market share, the issuer or related third party shall document this. The obligations in Article 8d are supervised and enforced at national level by sectoral competent authorities. To help issuers and related third parties carry out this evaluation, Article 8d(2) of the CRA Regulation requires ESMA to publish a list of CRAs registered in the European Union (EU) on its website every year, indicating their total market share and the types of credit ratings issued.
23/07/2018 ESMA41-137-1144 Danske- PUBLIC NOTICE Reference PDF
81.01 KB
13/04/2021 ESMA70-145-1395 DATA_templates TRs , Reference XLSX
53.23 KB
06/08/2019 ESMA74-361-85 DSC DAG application form Reference DOCX
38.58 KB
04/12/2019 ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Reference PDF
283.48 KB
28/03/2019 ESMA-41-356-14 ESMA fine Fitch France Reference PDF
432.67 KB
06/12/2017 ESMA71-99-669 ESMA MIFID and MAR Data Systems , , , Reference PDF
208.06 KB
22/06/2018 ESMA 70-145-466 ESMA response to the consultation document ‘Fitness check on supervisory reporting Reference PDF
953.77 KB
04/01/2021 ESMA70-152-2531 ESMA-BOE MoU on UK CCPs , Reference PDF
3.83 MB

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