ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove Management Board filter Management Board
- (-) Remove Securitisation filter Securitisation
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- Corporate Disclosure (193) Apply Corporate Disclosure filter
- CESR Archive (92) Apply CESR Archive filter
- Post Trading (77) Apply Post Trading filter
- IAS Regulation (74) Apply IAS Regulation filter
- MiFID - Secondary Markets (52) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (50) Apply Credit Rating Agencies filter
- Fund Management (37) Apply Fund Management filter
- IFRS Supervisory Convergence (32) Apply IFRS Supervisory Convergence filter
- Joint Committee (32) Apply Joint Committee filter
- Brexit (28) Apply Brexit filter
- Corporate Information (28) Apply Corporate Information filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- COVID-19 (25) Apply COVID-19 filter
- Board of Supervisors (23) Apply Board of Supervisors filter
- Press Releases (19) Apply Press Releases filter
- Market Integrity (17) Apply Market Integrity filter
- Audit (16) Apply Audit filter
- Board of Appeal (16) Apply Board of Appeal filter
- Securities and Markets Stakeholder Group (15) Apply Securities and Markets Stakeholder Group filter
- Innovation and Products (13) Apply Innovation and Products filter
- Short Selling (13) Apply Short Selling filter
- Prospectus (12) Apply Prospectus filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Transparency (8) Apply Transparency filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Benchmarks (6) Apply Benchmarks filter
- Corporate Finance (6) Apply Corporate Finance filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Trade Repositories (6) Apply Trade Repositories filter
- Corporate Governance (5) Apply Corporate Governance filter
- Market Abuse (5) Apply Market Abuse filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Speeches (4) Apply Speeches filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trading (3) Apply Trading filter
- Careers (2) Apply Careers filter
- CCP Directorate (2) Apply CCP Directorate filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- International cooperation (2) Apply International cooperation filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Procurement (1) Apply Procurement filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Statement filter Statement
- (-) Remove Letter filter Letter
- (-) Remove Technical Advice filter Technical Advice
- Reference (109) Apply Reference filter
- Investor Warning (91) Apply Investor Warning filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Press Release (24) Apply Press Release filter
- Consultation Paper (6) Apply Consultation Paper filter
- Report (4) Apply Report filter
- Annual Report (3) Apply Annual Report filter
- Final Report (3) Apply Final Report filter
- Opinion (3) Apply Opinion filter
- Speech (2) Apply Speech filter
- Q&A (1) Apply Q&A filter
Your filters
Securitisation X Warnings and publications for investors X Management Board X Technical Advice X Technical Standards X Statement X Letter X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/09/2020 | ESMA-22-328-402 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 147.09 KB |
||||
| 24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
||||
| 23/03/2020 | ESMA22-328-275 | Decision of the Management Board- Rules of Procedure | Corporate Information, Management Board | Decision | PDF 144.92 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 12/11/2019 | ESMA63-313-548 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 759.59 KB |
||||
| 11/01/2019 | ESMA33-128-577 | Statement on Securitisation implementation | Securitisation | Statement | PDF 324.46 KB |
||||
| 08/01/2019 | ESMA33-128-619 | Letter to EC on regulatory cooperation under the Securitisation Regulation | Securitisation | Letter | PDF 118.61 KB |
||||
| 18/12/2018 | fisma.01/РР/ rv/ (2018) 6771757 | European Commission letter to ESMA on draft RTS and ITS securitisation disclosures | Securitisation | Letter | PDF 139.27 KB |
On Friday 14 December 2018, the European Securities and Markets Authority (ESMA) received a letter from the European Commission regarding the draft regulatory and implementing technical standards on securitisation disclosures submitted by ESMA on 22 August 2018.
The letter states that the Commission intends to endorse those draft regulatory and implementing technical standards only once certain amendments are introduced.
|
|||
| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
| 30/05/2018 | ESMA71-99-991 | Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 926.71 KB |
||||
| 24/04/2018 | ESMA33-128-485 | Letter to OG- Delivery of ESMA’s technical standards on disclosure under the Securitisation Regulation | Securitisation | Letter | PDF 250.7 KB |
||||
| 15/12/2017 | ESMA71-99-910 | Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 209.47 KB |
||||
| 13/11/2017 | ESMA50-157-828 | ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements | Innovation and Products, Warnings and publications for investors | Statement | PDF 330.73 KB |
||||
| 13/11/2017 | ESMA50-157-829 | ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs) | Innovation and Products, Warnings and publications for investors | Statement | PDF 444.01 KB |
||||
| 06/07/2017 | ESMA71-99-522 | ESMA appoints new member to its Management Board | Corporate Information, Management Board | Statement | PDF 144.98 KB |
||||
| 26/01/2017 | ESMA40-1432018523-304 | Decision- Adopting Rules of Procedure on Professional Secrecy | Management Board | Decision | PDF 332.94 KB |
||||
| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 31/07/2014 | 2014/944 | Potential Risks Associated with Investing in Contingent Convertible Instruments | Warnings and publications for investors, Innovation and Products | Statement | PDF 106.1 KB |
The European Securities and Markets Authority (ESMA) is issuing this statement to clarify to institutional investors risks from a newly emerging asset class referred to by most market participants as contingent convertibles instruments (CoCos). If they work as intended in a crisis CoCos will play an important role to inhibit risk transfer from debt holders to taxpayers. They along with standards to improve the quality and quantity of bank capital reflect a considerate response to the former regulatory capital framework. However, it is unclear as to whether investors fully consider the risks of CoCos and correctly factor those risks into their valuation. ESMA believes there are specific risks to CoCos and that investors should take those risks into consideration prior to investing in these instruments. | |||
| 02/07/2014 | 2014/MB/39 | Decision on the Implementing Rules to the Financial Regulation of ESMA | Management Board | Decision | PDF 279.01 KB |
||||
| 02/07/2014 | 2014/MB/38 | Decision on the Financial Regulation of ESMA | Management Board | Decision | PDF 392.78 KB |