ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
10
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securitisation filter Securitisation
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Post Trading (31) Apply Post Trading filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Fund Management (16) Apply Fund Management filter
- MiFID - Secondary Markets (15) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- CESR Archive (8) Apply CESR Archive filter
- MiFID - Investor Protection (8) Apply MiFID - Investor Protection filter
- Prospectus (6) Apply Prospectus filter
- Short Selling (5) Apply Short Selling filter
- Market Abuse (4) Apply Market Abuse filter
- Innovation and Products (3) Apply Innovation and Products filter
- Transparency (3) Apply Transparency filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (547) Apply Guidelines & Recommendations filter
- Reference (163) Apply Reference filter
- Investor Warning (92) Apply Investor Warning filter
- Press Release (55) Apply Press Release filter
- Final Report (42) Apply Final Report filter
- Consultation Paper (39) Apply Consultation Paper filter
- Summary of Conclusions (38) Apply Summary of Conclusions filter
- Opinion (34) Apply Opinion filter
- Compliance table (31) Apply Compliance table filter
- Statement (29) Apply Statement filter
- Decision (24) Apply Decision filter
- Letter (22) Apply Letter filter
- Report (18) Apply Report filter
- Speech (8) Apply Speech filter
- Annual Report (5) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters
Securitisation X Warnings and publications for investors X Management Board X Joint Committee X Market Integrity X Guidelines and Technical standards X Technical Advice X Technical Standards X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 28/05/2020 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.18 MB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |