ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
15
REFINE YOUR SEARCH
Sections
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Management Board filter Management Board
- Corporate Disclosure (173) Apply Corporate Disclosure filter
- CESR Archive (93) Apply CESR Archive filter
- IAS Regulation (71) Apply IAS Regulation filter
- Post Trading (63) Apply Post Trading filter
- Fund Management (35) Apply Fund Management filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- Joint Committee (21) Apply Joint Committee filter
- Credit Rating Agencies (18) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Audit (15) Apply Audit filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- Prospectus (11) Apply Prospectus filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Transparency (10) Apply Transparency filter
- Corporate Information (9) Apply Corporate Information filter
- Corporate Finance (7) Apply Corporate Finance filter
- Market Abuse (6) Apply Market Abuse filter
- Short Selling (5) Apply Short Selling filter
- Market Integrity (4) Apply Market Integrity filter
- Sustainable finance (4) Apply Sustainable finance filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (2) Apply Trade Repositories filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- CCP Directorate (1) Apply CCP Directorate filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Reference (131) Apply Reference filter
- Investor Warning (91) Apply Investor Warning filter
- Summary of Conclusions (39) Apply Summary of Conclusions filter
- Press Release (36) Apply Press Release filter
- Speech (17) Apply Speech filter
- Statement (17) Apply Statement filter
- Consultation Paper (12) Apply Consultation Paper filter
- Decision (12) Apply Decision filter
- Report (12) Apply Report filter
- Final Report (8) Apply Final Report filter
- Opinion (6) Apply Opinion filter
- Annual Report (3) Apply Annual Report filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
Your filters
Securitisation X Warnings and publications for investors X Management Board X Corporate Governance X Innovation and Products X Technical Advice X Technical Standards X Q&A X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/02/2021 | ESAs 2021 07 | ESAs letter on DORA | Innovation and Products, Joint Committee | Letter | PDF 142.91 KB |
||||
| 29/06/2020 | ESMA50-164-3475 | Coverletter- ESMA response to EC consultation on a new Digital Finance Strategy for Europe | Innovation and Products | Letter | PDF 87.97 KB |
||||
| 28/05/2020 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.18 MB |
||||
| 20/08/2019 | ESMA50-164-2554 | Letter to EC- Joint EBA ESMA response on crypto-assets | Innovation and Products | Letter | PDF 93.63 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 10/04/2019 | ESMA 50-164-2193 | Letter to EC- FinTech action plan- ICT cybersecurity and outsourcing | Innovation and Products | Letter | PDF 58.38 KB |
||||
| 08/01/2019 | ESMA33-128-619 | Letter to EC on regulatory cooperation under the Securitisation Regulation | Securitisation | Letter | PDF 118.61 KB |
||||
| 18/12/2018 | fisma.01/РР/ rv/ (2018) 6771757 | European Commission letter to ESMA on draft RTS and ITS securitisation disclosures | Securitisation | Letter | PDF 139.27 KB |
On Friday 14 December 2018, the European Securities and Markets Authority (ESMA) received a letter from the European Commission regarding the draft regulatory and implementing technical standards on securitisation disclosures submitted by ESMA on 22 August 2018.
The letter states that the Commission intends to endorse those draft regulatory and implementing technical standards only once certain amendments are introduced.
|
|||
| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
| 24/04/2018 | ESMA33-128-485 | Letter to OG- Delivery of ESMA’s technical standards on disclosure under the Securitisation Regulation | Securitisation | Letter | PDF 250.7 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 22/11/2011 | 2011/219 | ESMA comment letter on the EU Commission Green Paper- The EU Corporate Governance Framework | Corporate Disclosure, Corporate Governance | Letter | PDF 496.17 KB |