ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/03/2011 | 2011/94 | ESMA response to the European Commission consultation on CSDs and securities settlement | Post Trading | Letter | PDF 54.2 KB |
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| 03/05/2012 | 2012/SMSG/25 | Advice on the discussion paper on Proxy Advisors | Securities and Markets Stakeholder Group | Letter | PDF 236.57 KB |
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| 24/05/2012 | 2012/SMSG/27b | SMSG advice to ESMA on short selling | Securities and Markets Stakeholder Group | Letter | PDF 86.43 KB |
This document is an advice from the SMSG to ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012)) | |||
| 24/05/2012 | 2012/SMSG/30 | ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG | Securities and Markets Stakeholder Group | Letter | PDF 59.17 KB |
This document is an advice from the SMSG to ESMA's discussion paper on Key concepts ofthe AIFMD and types of AIFM | |||
| 04/06/2012 | 2012/SMSG/29 | SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories | Securities and Markets Stakeholder Group | Letter | PDF 112.88 KB |
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| 06/09/2012 | 2012/SMSG/58 | SMSG Advice on EMIR Draft (Regulatory) Technical Standards | Securities and Markets Stakeholder Group | Letter | PDF 235.22 KB |
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| 19/12/2012 | 2012/SMSG/69 | SMSG Advice on Guidelines on remuneration policies and practices (MiFID) | Securities and Markets Stakeholder Group | Letter | PDF 169.46 KB |
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| 01/03/2013 | 308184 | European Commission extends deadline for ESMA advice on equivalence of non-EU rules with EMIR | Post Trading | Letter | PDF 137.93 KB |
On February 27, the European Commission extended for four months the deadline for ESMA advise on the equivalence between non-EU legal and supervisory frameworks and EMIR, the European Markets Infrastructure Regulation. According to the letter from the Commission, ESMA shall now deliver its advice on Japan and the USA by 15 June 2013 and, for the remaining countries specified in the request by 15 July 2013. The original deadline was 15 March 2013. |
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| 05/03/2013 | 2013/SMSG/03 | SMSG Advice on Benchmarks/Indices | Securities and Markets Stakeholder Group, Benchmarks | Letter | PDF 253.23 KB |
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| 13/05/2013 | 804587 | EMIR – Draft standard on the cross-border application of EMIR, (Art. 4(4) and 11(14)) | Post Trading | Letter | PDF 157.5 KB |
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| 14/06/2013 | 2224977 | Updated mandate on EMIR equivalence | Post Trading | Letter | PDF 364.5 KB |
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| 08/08/2013 | 2013/1086 | Reporting to Trade Repositories – the case of ETDs | Post Trading | Letter | PDF 177.31 KB |
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| 03/09/2013 | 2013/1163 | Technical advice on third country regulatory equivalence under EMIR | Post Trading | Letter | PDF 174.58 KB |
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| 26/09/2013 | DG Markt MJ/acg (2013) 3265823 | European Commission letter regarding Draft Technical Standard on the Cross-Border Application of EMIR | Post Trading | Letter | PDF 82.86 KB |
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| 02/10/2013 | 2013/1383 | Technical advice on third country regulatory equivalence under EMIR | Post Trading | Letter | PDF 44.23 KB |
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| 15/11/2013 | 2013/1655 | ESMA reply to Commission letter on the reporting of exchange traded derivatives under EMIR | Post Trading | Letter | PDF 42.73 KB |
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| 24/01/2014 | 2014/1964 | Letter to Jonathan Faull (EC) regarding Technical Advice | Post Trading | Letter | PDF 180.54 KB |
Letter regarding Technical advice on possible delegated acts concerning procedural rules to impose fines and periodic penalty payments to Trade Repositories (TRs) |
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| 30/01/2014 | 2014/83 | Letter to Jonathan Faull (EC) regarding Technical Advice (Japan) | Post Trading | Letter | PDF 49.66 KB |
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| 14/02/2014 | 2014/184 | Letter to Commissioner Barnier on classification of financial instruments as derivatives | Post Trading | Letter | PDF 223.48 KB |
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| 20/03/2014 | Ares(2014)513399 | EC response on classification of financial instruments | Post Trading | Letter | PDF 194.08 KB |
European Commission response to ESMA's letter to Michel Barnier, Commissioner for Internal Market and Services regarding the classificiation of financial instruments as derivatives sent on 14 February. ESMA Letter 2014/184 |