ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
538
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securitisation filter Securitisation
- (-) Remove International cooperation filter International cooperation
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (637) Apply Guidelines and Technical standards filter
- Post Trading (413) Apply Post Trading filter
- Fund Management (385) Apply Fund Management filter
- MiFID - Investor Protection (381) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (365) Apply MiFID - Secondary Markets filter
- Press Releases (360) Apply Press Releases filter
- Corporate Disclosure (349) Apply Corporate Disclosure filter
- Joint Committee (331) Apply Joint Committee filter
- Corporate Information (265) Apply Corporate Information filter
- Credit Rating Agencies (265) Apply Credit Rating Agencies filter
- Board of Supervisors (235) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (171) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Speeches (167) Apply Speeches filter
- Warnings and publications for investors (142) Apply Warnings and publications for investors filter
- Management Board (138) Apply Management Board filter
- IFRS Supervisory Convergence (131) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (130) Apply Supervisory convergence filter
- Market Integrity (114) Apply Market Integrity filter
- Innovation and Products (103) Apply Innovation and Products filter
- Short Selling (103) Apply Short Selling filter
- Procurement (96) Apply Procurement filter
- Market Abuse (92) Apply Market Abuse filter
- IAS Regulation (91) Apply IAS Regulation filter
- Sustainable finance (90) Apply Sustainable finance filter
- Prospectus (82) Apply Prospectus filter
- Planning reporting budget (72) Apply Planning reporting budget filter
- Brexit (64) Apply Brexit filter
- Trade Repositories (55) Apply Trade Repositories filter
- COVID-19 (51) Apply COVID-19 filter
- Trading (43) Apply Trading filter
- European Single Electronic Format (40) Apply European Single Electronic Format filter
- Transparency (39) Apply Transparency filter
- Market data (36) Apply Market data filter
- Corporate Finance (33) Apply Corporate Finance filter
- Securities Financing Transactions (33) Apply Securities Financing Transactions filter
- Board of Appeal (25) Apply Board of Appeal filter
- Audit (20) Apply Audit filter
- Corporate Governance (19) Apply Corporate Governance filter
- Careers (14) Apply Careers filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- MiFID II: Transparency Calculations and DVC (13) Apply MiFID II: Transparency Calculations and DVC filter
- Crowdfunding (5) Apply Crowdfunding filter
- ITMG (4) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
Type of document
- Reference (189) Apply Reference filter
- SMSG Advice (90) Apply SMSG Advice filter
- Summary of Conclusions (43) Apply Summary of Conclusions filter
- Consultation Paper (40) Apply Consultation Paper filter
- Press Release (39) Apply Press Release filter
- Final Report (30) Apply Final Report filter
- Report (24) Apply Report filter
- Letter (20) Apply Letter filter
- Speech (19) Apply Speech filter
- Statement (19) Apply Statement filter
- Opinion (7) Apply Opinion filter
- Guidelines & Recommendations (6) Apply Guidelines & Recommendations filter
- Decision (3) Apply Decision filter
- Q&A (3) Apply Q&A filter
- Compliance table (2) Apply Compliance table filter
- Annual Report (1) Apply Annual Report filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
Securitisation X Securities and Markets Stakeholder Group X Benchmarks X CCP Directorate X International cooperation X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 12/10/2011 | 2011/339 | Press release- ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 29.29 KB |
||||
| 19/10/2011 | 2011/SMSG/3 | Summary of conclusions- meeting of the SMSG on 21 July 2011 | Securities and Markets Stakeholder Group | Reference | PDF 59.38 KB |
||||
| 28/10/2011 | 2011/SMSG/11 | Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 48.99 KB |
||||
| 28/10/2011 | 2011/SMSG/12 | Position paper- ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 59.19 KB |
||||
| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
||||
| 01/12/2011 | 2011/SMSG/15 | Summary of conclusions- SMSG meeting on 11 October 2011 | Securities and Markets Stakeholder Group | Reference | PDF 80.45 KB |
||||
| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
||||
| 24/01/2012 | 2012/SMSG/1 | SMSG work programme for 2012 | Securities and Markets Stakeholder Group | Reference | PDF 58.17 KB |
This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate. | |||
| 02/02/2012 | 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | PDF 82.35 KB |
A letter from the ESMA Securities and Markets Stakeholder Group to Michel Barnier, Commissioner for Internal Market and Services, Sharon Bowles, Chair of ECON, and Klaus-Heiner Lehne, Chair of JURI, regarding deadlines for the submission of ESMA's technical standards. | |||
| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
||||
| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
||||
| 03/05/2012 | 2012/SMSG/25 | Advice on the discussion paper on Proxy Advisors | Securities and Markets Stakeholder Group | Letter | PDF 236.57 KB |
||||
| 04/05/2012 | 2012/SMSG/20 | SMSG meeting on 15-16 February 2012 | Securities and Markets Stakeholder Group | Reference | PDF 131.17 KB |
||||
| 24/05/2012 | 2012/SMSG/27b | SMSG advice to ESMA on short selling | Securities and Markets Stakeholder Group | Letter | PDF 86.43 KB |
This document is an advice from the SMSG to ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012)) | |||
| 24/05/2012 | 2012/SMSG/30 | ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG | Securities and Markets Stakeholder Group | Letter | PDF 59.17 KB |
This document is an advice from the SMSG to ESMA's discussion paper on Key concepts ofthe AIFMD and types of AIFM | |||
| 04/06/2012 | 2012/SMSG/29 | SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories | Securities and Markets Stakeholder Group | Letter | PDF 112.88 KB |
||||
| 19/07/2012 | 2011/454 | MOU on the supervision of CRAs- ESMA and ASIC | Credit Rating Agencies, International cooperation | Reference | PDF 4 MB |
This document contains two copies of the MOU, signed by ESMA and by the ASIC. | |||
| 19/07/2012 | 2012/124 | MOU on the supervision of CRAs- ESMA and MAS | Credit Rating Agencies, International cooperation | Reference | PDF 574.14 KB |
||||
| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |