ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Abuse filter Market Abuse
- CESR Archive (109) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Post Trading (8) Apply Post Trading filter
- MiFID - Secondary Markets (7) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Fund Management (5) Apply Fund Management filter
- Transparency (4) Apply Transparency filter
- MiFID - Investor Protection (3) Apply MiFID - Investor Protection filter
- Prospectus (3) Apply Prospectus filter
- Sustainable finance (3) Apply Sustainable finance filter
- Short Selling (2) Apply Short Selling filter
- Corporate Information (1) Apply Corporate Information filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove CESR Document filter CESR Document
- Reference (266) Apply Reference filter
- Press Release (151) Apply Press Release filter
- Guidelines & Recommendations (128) Apply Guidelines & Recommendations filter
- Investor Warning (93) Apply Investor Warning filter
- Final Report (91) Apply Final Report filter
- Consultation Paper (82) Apply Consultation Paper filter
- Summary of Conclusions (59) Apply Summary of Conclusions filter
- Report (58) Apply Report filter
- Statement (57) Apply Statement filter
- Decision (48) Apply Decision filter
- Opinion (46) Apply Opinion filter
- Letter (35) Apply Letter filter
- Speech (20) Apply Speech filter
- Q&A (19) Apply Q&A filter
- Technical Advice (16) Apply Technical Advice filter
- Annual Report (15) Apply Annual Report filter
- Compliance table (8) Apply Compliance table filter
Your filters
Securitisation X Warnings and publications for investors X Management Board X Joint Committee X Market Integrity X Market Abuse X Supervisory convergence X Credit Rating Agencies X CESR Document X SMSG Advice X Technical Standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 24/06/2014 | 2014/685 | Draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Technical Standards | PDF 2.39 MB |
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs. | |||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 22/12/2011 | 2011/464 | Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA | Credit Rating Agencies | Technical Standards | PDF 485.78 KB |
||||
| 22/12/2011 | 2011/463 | Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies | Credit Rating Agencies | Technical Standards | PDF 444.79 KB |
||||
| 22/12/2011 | 2011/462 | Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation | Credit Rating Agencies | Technical Standards | PDF 445.83 KB |
||||
| 22/12/2011 | 2011/461 | Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 | Credit Rating Agencies | Technical Standards | PDF 555.25 KB |
||||
| 15/05/2009 | 09-220 | Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Market Abuse | CESR Document | PDF 238.16 KB |