ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
35
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Governance filter Corporate Governance
- Corporate Information (78) Apply Corporate Information filter
- Post Trading (38) Apply Post Trading filter
- Guidelines and Technical standards (32) Apply Guidelines and Technical standards filter
- Fund Management (26) Apply Fund Management filter
- CESR Archive (25) Apply CESR Archive filter
- Credit Rating Agencies (22) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- Corporate Disclosure (12) Apply Corporate Disclosure filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Joint Committee (9) Apply Joint Committee filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (6) Apply Prospectus filter
- Short Selling (6) Apply Short Selling filter
- Market Integrity (5) Apply Market Integrity filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Benchmarks (3) Apply Benchmarks filter
- Innovation and Products (3) Apply Innovation and Products filter
- Trade Repositories (3) Apply Trade Repositories filter
- Transparency (3) Apply Transparency filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Reference (167) Apply Reference filter
- Opinion (84) Apply Opinion filter
- SMSG Advice (77) Apply SMSG Advice filter
- Press Release (52) Apply Press Release filter
- Letter (50) Apply Letter filter
- Consultation Paper (47) Apply Consultation Paper filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Final Report (33) Apply Final Report filter
- Statement (29) Apply Statement filter
- Report (26) Apply Report filter
- Speech (18) Apply Speech filter
- Guidelines & Recommendations (16) Apply Guidelines & Recommendations filter
- Decision (7) Apply Decision filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
Securitisation X Audit X Securities and Markets Stakeholder Group X Market Abuse X Corporate Governance X MiFID - Secondary Markets X Technical Advice X Technical Standards X Q&A X Annual Report X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
||||
| 29/05/2020 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1004.2 KB |
||||
| 29/05/2020 | ESMA70-872942901-38 | esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics | MiFID - Secondary Markets | Q&A | PDF 542.23 KB |
||||
| 28/05/2020 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.18 MB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |