ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
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| 23/12/2020 | ESMA43-370-274 | CP TA on rules of procedure to impose penalties on DRSPs | Post Trading | Consultation Paper | PDF 361.39 KB |
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| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
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| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |
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| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
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| 03/06/2020 | ESMA50-164-3342 | Draft Guidelines on Outsourcing to Cloud Service Providers | Innovation and Products | Consultation Paper | PDF 390.7 KB |
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| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
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| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
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| 26/03/2020 | ESMA70-151-2852 | Consultation Report PTRR Services- Article 85(3a) of EMIR | Post Trading, Supervisory convergence | Consultation Paper | PDF 537.27 KB |
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| 17/01/2020 | ESMA 33-128-827 | Guidelines on securitisation repository data completeness and consistency thresholds | Securitisation | Consultation Paper | PDF 694.01 KB |
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| 13/12/2019 | ESMA43-370-12 | Consultation Paper on CCP penalties | Post Trading | Consultation Paper | PDF 508.22 KB |
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| 04/10/2019 | ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Consultation Paper | PDF 270.97 KB |
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| 03/10/2019 | ESMA70-151-2672 | Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT) | Post Trading | Consultation Paper | PDF 500.35 KB |
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| 12/07/2019 | ESMA31-62-1239 | Consultation Paper on Guidelines on prospectus disclosure | Prospectus | Consultation Paper | PDF 617.89 KB |
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| 28/05/2019 | ESMA70-151-2138 | CP TA on tiering criteria | Post Trading | Consultation Paper | PDF 651.52 KB |
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| 28/05/2019 | ESMA70-151-2179 | CP TA on comparable compliance | Post Trading | Consultation Paper | PDF 1.35 MB |
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| 28/05/2019 | ESMA70-151-1663 | CP on EMIR_2_2_CCP fees | Post Trading | Consultation Paper | PDF 1.05 MB |
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| 27/05/2019 | ESMA70-145-1145 | Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories | Market Integrity, Post Trading | Consultation Paper | PDF 545.53 KB |
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| 20/12/2018 | ESMA70-151-1855 | Consultation Paper on CSDR Guidelines on settlement fails reporting | Post Trading | Consultation Paper | PDF 1.19 MB |
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| 20/12/2018 | ESMA70-151-1847 | Consultation Paper on CSDR GL on Art 6 standardised procedures and messaging protocols | Post Trading | Consultation Paper | PDF 476.36 KB |