ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | JC 2019 19 | The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral | Joint Committee, Post Trading | Statement | PDF 80.41 KB |
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| 12/10/2020 | ESMA22-105-1248 | Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches | Statement | PDF 134.36 KB |
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| 21/03/2017 | JC1 | Statement- ESAs welcome European Commission’s public consultation on their operation | Joint Committee | Statement | PDF 206.55 KB |
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| 11/01/2019 | ESMA33-128-577 | Statement on Securitisation implementation | Securitisation | Statement | PDF 324.46 KB |
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| 04/05/2020 | ESMA71-99-1324 | Statement on bilateral margin RTS amendments in response to Covid-19 | COVID-19, Joint Committee, Post Trading, Press Releases | Statement | PDF 101.16 KB |
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| 28/01/2016 | 2016/102 | Statement by Steven Maijoor on behalf of the ESAs | Joint Committee, Speeches | Statement | PDF 107.74 KB |
Statement at the ECON scrutiny hearing on behalf of the ESAs. |
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| 27/10/2015 | 2015/1605 | Public Statement- INC Rating registration FINAL | Credit Rating Agencies | Statement | PDF 136.3 KB |
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| 01/12/2015 | 2015/1778 | Public Statement- Expert RA registration | Credit Rating Agencies | Statement | PDF 123.49 KB |
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| 12/12/2014 | 2014/1486 | Public Statement- ESMA certifies Egan-Jones Ratings Co. to operate in the EU | Credit Rating Agencies | Statement | PDF 88.76 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of Egan-Jones Ratings Co. (EJR), an U.S. American credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 12 December 2014.EJR is headquartered in Haverford (Pennsylvania, USA) and is subject to registration, supervision and enforcement by the U.S. Securities and Exchange Commission as a “Nationally Recognized Statistical Rating Organization”. | |||
| 24/11/2014 | 2014/1399 | Public Statement- ESMA approves Moody’s Investors Service EMEA Limited as a credit rating agency | Credit Rating Agencies | Statement | PDF 134.62 KB |
The European Securities and Markets Authority (ESMA) has approved the registration of Moody’s Investors Service EMEA Limited, based in the UK, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 24th November 2014. Moody’s Investors Service EMEA Limited’s registration as a CRA means that its credit ratings can be used for regulatory purposes under EU legislation. This is the seventh entity in the Moody’s Investors Service group to be registered as an EU Registered Credit Rating Agency. | |||
| 09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Brexit, Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |
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| 21/07/2016 | 2016/1159 | Public notice- Infrigement by Fitch | Credit Rating Agencies, Press Releases | Statement | PDF 324.96 KB |
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| 03/05/2017 | ESMA33-9-174 | Opening Statement for ECON Scrutiny Hearing on CRA Regulation | Credit Rating Agencies | Statement | PDF 154.31 KB |
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| 27/04/2018 | ESMA22-103-753 | Multilateral MoU on cooperation, information exchange and consultation | International cooperation, Joint Committee | Statement | PDF 731.24 KB |
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| 13/11/2017 | ESMA71-99-650 | Kroll Bond Rating Agency Europe Limited Registration | Credit Rating Agencies, Press Releases | Statement | PDF 164.33 KB |
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| 07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 25/02/2021 | JC 2021 06 | Joint ESAs supervisory statement- SFDR | Joint Committee, Sustainable finance | Statement | PDF 220.21 KB |
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| 24/10/2019 | JC-2019-64 | Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds | Fund Management, Joint Committee | Statement | PDF 802.39 KB |
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| 10/05/2022 | JC 2022 10 | Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID | Fund Management, Joint Committee | Statement | PDF 889.98 KB |
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| 13/07/2016 | 2016/1122 | Feedback Statement on the Discussion Paper on the validation and review of CRAs’ methodologies | Credit Rating Agencies | Statement | PDF 477.03 KB |