ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
413
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Securitisation X Short Selling X MiFID - Investor Protection X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/11/2019 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.11 MB
07/11/2019 ESMA33-128-760 Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 Reference XLSX
67.29 KB
06/11/2019 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
550.54 KB
06/11/2019 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
43.64 KB
04/11/2019 esma22-105-1073 Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 Speech PDF
389.38 KB
03/10/2019 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Q&A PDF
1008.95 KB
30/09/2019 ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers Consultation Paper PDF
197.51 KB
30/09/2019 ESMA-35-43-1982 ESMA opinion under Article 43(2) MiFIR (CY_CFD) Opinion PDF
115.93 KB
27/09/2019 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
160.41 KB
23/09/2019 ESMA33-128-777 List of designated competent authorities under Securitisation Regulation Reference PDF
446.52 KB
27/08/2019 ESMA-35-43-2062 ESMA opinion under Article 43(2) MiFIR (SI_BO) Opinion PDF
100.66 KB
27/08/2019 ESMA-35-43-2063 ESMA opinion under Article 43(2) MiFIR (SI_CFD) Opinion PDF
100.96 KB
20/08/2019 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
589.86 KB
13/08/2019 ESMA33-128-761 STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 Reference XLSX
46.71 KB
01/08/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
179.07 KB
31/07/2019 ESMA-35-43-2054 ESMA opinion under Article 43(2) MiFIR (HU_CFDs) Opinion PDF
104.66 KB
31/07/2019 ESMA-35-43-1995 ESMA opinion under Article 43(2) MiFIR (PL_CFD) Opinion PDF
120.29 KB
31/07/2019 ESMA-35-43-1994 ESMA opinion under Article 43(2) MiFIR (MT_CFD) Opinion PDF
120.65 KB
31/07/2019 ESMA-35-43-1986 ESMA opinion under Article 43(2) MiFIR (DE_CFD) Opinion PDF
99.52 KB
24/07/2019 2019-ESMA-35-43-1980- ESMA opinion under Article 43(2) MiFIR (BG_CFD) Opinion PDF
98.64 KB

Pages