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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|30/06/2022||ESMA22-106-4013||Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables||Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading||Letter||PDF
|14/03/2022||ESMA32-61-494 CL to EFRAG on ED SFA||EFRAG’s due process on the IASB’s Exposure Draft Supplier Finance Arrangements||Corporate Information||Letter||PDF
|27/05/2021||ESMA22-105-1363||ESMA OPINION ON 2019 DISCHARGE REPORT OF EP||Board of Supervisors, Corporate Information||Opinion||PDF
|26/05/2021||ESMA22-328-603||ESMA response to the targeted consultation on the functioning of the ESAs||Board of Supervisors||Letter||PDF
|25/05/2021||ESMA-50-164-4518||Call for evidence- Digital Finance||Innovation and Products||Consultation Paper||PDF
|03/03/2021||ESMA32-51-818||Letter to the EC on next steps following Wirecard||Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency||Letter||PDF
|09/02/2021||ESAs 2021 07||ESAs letter on DORA||Innovation and Products, Joint Committee||Letter||PDF
|24/09/2020||ESMA74-362-773||CP on MiFID II MiFIR review report||Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading||Consultation Paper||PDF
|28/07/2020||ESMA22-105-1208||ESMA Opinion on 2018 Discharge Report of EP||Corporate Information||Opinion||PDF
|29/06/2020||ESMA50-164-3475||Coverletter- ESMA response to EC consultation on a new Digital Finance Strategy for Europe||Innovation and Products||Letter||PDF
|03/06/2020||ESMA50-164-3342||Draft Guidelines on Outsourcing to Cloud Service Providers||Innovation and Products||Consultation Paper||PDF
|20/08/2019||ESMA50-164-2554||Letter to EC- Joint EBA ESMA response on crypto-assets||Innovation and Products||Letter||PDF
|10/04/2019||ESMA 50-164-2193||Letter to EC- FinTech action plan- ICT cybersecurity and outsourcing||Innovation and Products||Letter||PDF
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|12/01/2017||ESMA50-1215332076-23||Opinion on the impact of the exclusion of fund management companies from the scope of the MiFIR intervention powers||Innovation and Products||Opinion||PDF
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF
|02/06/2016||2016/773||Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Consultation Paper||PDF
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|21/05/2015||2015/858||ESMA response to the European Commission consultation on “An EU framework for simple, transparent and standardised securitisation”||Corporate Information||Letter||PDF
|21/05/2015||2015/856||ESMA response to the Commission Green Paper on Building a Capital Markets Union||Corporate Information||Letter||PDF