ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- CESR Archive (268) Apply CESR Archive filter
- Corporate Disclosure (193) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (138) Apply MiFID - Secondary Markets filter
- Post Trading (107) Apply Post Trading filter
- MiFID - Investor Protection (100) Apply MiFID - Investor Protection filter
- IAS Regulation (77) Apply IAS Regulation filter
- Fund Management (70) Apply Fund Management filter
- Joint Committee (49) Apply Joint Committee filter
- Market Integrity (44) Apply Market Integrity filter
- Short Selling (39) Apply Short Selling filter
- IFRS Supervisory Convergence (37) Apply IFRS Supervisory Convergence filter
- Credit Rating Agencies (34) Apply Credit Rating Agencies filter
- CCP Directorate (24) Apply CCP Directorate filter
- Market Abuse (23) Apply Market Abuse filter
- Prospectus (22) Apply Prospectus filter
- Audit (15) Apply Audit filter
- Benchmarks (15) Apply Benchmarks filter
- COVID-19 (15) Apply COVID-19 filter
- Securitisation (14) Apply Securitisation filter
- Securities and Markets Stakeholder Group (13) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (13) Apply Sustainable finance filter
- Trading (12) Apply Trading filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Transparency (11) Apply Transparency filter
- Corporate Finance (7) Apply Corporate Finance filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Brexit (4) Apply Brexit filter
- Corporate Governance (4) Apply Corporate Governance filter
- Market data (4) Apply Market data filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (4) Apply Trade Repositories filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Vacancies (2) Apply Vacancies filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Opinion filter Opinion
- Guidelines & Recommendations (561) Apply Guidelines & Recommendations filter
- Reference (188) Apply Reference filter
- Summary of Conclusions (88) Apply Summary of Conclusions filter
- Annual Report (78) Apply Annual Report filter
- Press Release (52) Apply Press Release filter
- Statement (46) Apply Statement filter
- Compliance table (41) Apply Compliance table filter
- Speech (35) Apply Speech filter
- Report (25) Apply Report filter
- Decision (21) Apply Decision filter
- Final Report (17) Apply Final Report filter
- Q&A (4) Apply Q&A filter
- Investor Warning (2) Apply Investor Warning filter
- Technical Advice (2) Apply Technical Advice filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Board of Supervisors X MiFID II: Transparency Calculations and DVC X Corporate Information X Innovation and Products X Guidelines and Technical standards X Vacancy X Consultation Paper X Opinion X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
||||
| 14/03/2022 | ESMA32-61-494 CL to EFRAG on ED SFA | EFRAG’s due process on the IASB’s Exposure Draft Supplier Finance Arrangements | Corporate Information | Letter | PDF 190.14 KB |
||||
| 27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
||||
| 26/05/2021 | ESMA22-328-603 | ESMA response to the targeted consultation on the functioning of the ESAs | Board of Supervisors | Letter | PDF 255.74 KB |
||||
| 25/05/2021 | ESMA-50-164-4518 | Call for evidence- Digital Finance | Innovation and Products | Consultation Paper | PDF 300.37 KB |
||||
| 03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
||||
| 09/02/2021 | ESAs 2021 07 | ESAs letter on DORA | Innovation and Products, Joint Committee | Letter | PDF 142.91 KB |
||||
| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
| 28/07/2020 | ESMA22-105-1208 | ESMA Opinion on 2018 Discharge Report of EP | Corporate Information | Opinion | PDF 92.69 KB |
||||
| 29/06/2020 | ESMA50-164-3475 | Coverletter- ESMA response to EC consultation on a new Digital Finance Strategy for Europe | Innovation and Products | Letter | PDF 87.97 KB |
||||
| 03/06/2020 | ESMA50-164-3342 | Draft Guidelines on Outsourcing to Cloud Service Providers | Innovation and Products | Consultation Paper | PDF 390.7 KB |
||||
| 20/08/2019 | ESMA50-164-2554 | Letter to EC- Joint EBA ESMA response on crypto-assets | Innovation and Products | Letter | PDF 93.63 KB |
||||
| 10/04/2019 | ESMA 50-164-2193 | Letter to EC- FinTech action plan- ICT cybersecurity and outsourcing | Innovation and Products | Letter | PDF 58.38 KB |
||||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 12/01/2017 | ESMA50-1215332076-23 | Opinion on the impact of the exclusion of fund management companies from the scope of the MiFIR intervention powers | Innovation and Products | Opinion | PDF 224.29 KB |
||||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 02/06/2016 | 2016/773 | Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Consultation Paper | PDF 573.86 KB |
||||
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 21/05/2015 | 2015/858 | ESMA response to the European Commission consultation on “An EU framework for simple, transparent and standardised securitisation” | Corporate Information | Letter | PDF 245.42 KB |
||||
| 21/05/2015 | 2015/856 | ESMA response to the Commission Green Paper on Building a Capital Markets Union | Corporate Information | Letter | PDF 348.14 KB |