ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/08/2022 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 40.1 KB |
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| 16/08/2022 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 481.8 KB |
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| 04/08/2022 | Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | XLSX 26.41 KB |
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be: The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer. In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment. The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage. Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities. |
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| 20/07/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.65 KB |
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| 28/06/2022 | ESMA02-91-3297 | ESMA Final Accounts Financial Year 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 803.28 KB |
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| 01/06/2022 | ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | PDF 97.14 KB |
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| 31/03/2022 | ESMA42-111-6889 | Follow-up to GLEFI Peer Review Report | Corporate Disclosure, IFRS Supervisory Convergence | Reference | PDF 429.7 KB |
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| 28/03/2022 | ESMA41-387-154 | Rules of procedure on mediation | Board of Supervisors | Reference | PDF 234.94 KB |
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| 24/03/2022 | ESMA41-356-274 | Public notice on REGIS TR, S.A. | Board of Supervisors, Trade Repositories | Reference | PDF 183.48 KB |
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| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
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| 27/01/2022 | ESMA43-318-11471 | Breach of union law investigations | Board of Supervisors | Reference | PDF 110.88 KB |
Updated on 27 January 2022 |
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| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
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| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
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| 24/09/2021 | ESMA50-164-772 | Links to the national websites explaining the procedures for notifications of net short positions | Short Selling | Reference | PDF 158.57 KB |
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| 24/09/2021 | ESMA70-156-3914 | Response form- Consultation Paper on the review of certain aspects of the SSR | Short Selling | Reference | DOCX 751.38 KB |
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| 15/07/2021 | ESMA 32-63-365 | List of decisions published from the EECS’s Database of Enforcement | IFRS Supervisory Convergence | Reference | PDF 243.01 KB |
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| 12/07/2021 | ESMA41-356-224 | Public Notice- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Reference | PDF 151.07 KB |
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| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
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| 03/06/2021 | ESMA32-65-324 | Call for interest ESMA ECL Workshop | Corporate Disclosure, IFRS Supervisory Convergence | Reference | PDF 39.11 KB |
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| 28/05/2021 | esma74-362-2009 | Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data | Market data, Securities Financing Transactions, Trade Repositories | Reference | DOCX 776.32 KB |