ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
49
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Prospectus filter Prospectus
- (-) Remove IAS Regulation filter IAS Regulation
- Corporate Information (85) Apply Corporate Information filter
- Risk Analysis & Economics - Markets Infrastructure Investors (49) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (43) Apply Post Trading filter
- Fund Management (26) Apply Fund Management filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (21) Apply Supervisory convergence filter
- Joint Committee (20) Apply Joint Committee filter
- CESR Archive (18) Apply CESR Archive filter
- Corporate Disclosure (18) Apply Corporate Disclosure filter
- Planning reporting budget (16) Apply Planning reporting budget filter
- Innovation and Products (15) Apply Innovation and Products filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (14) Apply MiFID - Secondary Markets filter
- Market Abuse (9) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Market data (7) Apply Market data filter
- Market Integrity (7) Apply Market Integrity filter
- Benchmarks (6) Apply Benchmarks filter
- Securitisation (6) Apply Securitisation filter
- Sustainable finance (6) Apply Sustainable finance filter
- CCP Directorate (5) Apply CCP Directorate filter
- Management Board (5) Apply Management Board filter
- Trade Repositories (5) Apply Trade Repositories filter
- Corporate Finance (3) Apply Corporate Finance filter
- Press Releases (3) Apply Press Releases filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Short Selling (2) Apply Short Selling filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Annual Report filter Annual Report
- Reference (123) Apply Reference filter
- Press Release (95) Apply Press Release filter
- Letter (88) Apply Letter filter
- Summary of Conclusions (85) Apply Summary of Conclusions filter
- Decision (51) Apply Decision filter
- Guidelines & Recommendations (45) Apply Guidelines & Recommendations filter
- Statement (44) Apply Statement filter
- Consultation Paper (41) Apply Consultation Paper filter
- Final Report (37) Apply Final Report filter
- Speech (9) Apply Speech filter
- Opinion (6) Apply Opinion filter
- Technical Standards (6) Apply Technical Standards filter
- Q&A (3) Apply Q&A filter
- CESR Document (2) Apply CESR Document filter
- Compliance table (2) Apply Compliance table filter
Your filters
Board of Supervisors X IAS Regulation X Careers X Board of Appeal X Prospectus X Credit Rating Agencies X Technical Advice X Annual Report X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/12/2016 | 2016/1662 | 2016-1662 Competition & Choice in the Credit Rating Industry | Credit Rating Agencies | Report | PDF 1.22 MB |
||||
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
||||
| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
| 14/06/2017 | ESMA20-95-590 | Annual Report 2016 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 2.94 MB |
Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly |
|||
| 19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
||||
| 10/06/2013 | 2013/619 Annex II | Comparative table of responses from EEA States | Prospectus | Report | PDF 2.15 MB |
||||
| 20/12/2017 | ESMA33-5-209 | CRA Market Share Calculation 2017 | Credit Rating Agencies | Report | PDF 1012.23 KB |
||||
| 10/01/2020 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 446.77 KB |
||||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
||||
| 31/10/2019 | ESMA31-62-1360 | EEA prospectus activity in 2018 | Prospectus | Report | PDF 394.26 KB |
||||
| 06/04/2017 | ESMA31-68-147 | ESMA response to Capital Markets Union Mid-Term Review | Board of Supervisors | Report | PDF 643.2 KB |
||||
| 17/07/2018 | ESMA32-51-522 | ESMA response to the European Commission consultation on the Fitness Check on the EU Framework for public reporting by companies | Corporate Disclosure, IAS Regulation | Report | PDF 625.18 KB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. |