ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
116
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Prospectus filter Prospectus
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove Board of Appeal filter Board of Appeal
- Press Releases (325) Apply Press Releases filter
- CESR Archive (267) Apply CESR Archive filter
- Corporate Information (105) Apply Corporate Information filter
- Credit Rating Agencies (71) Apply Credit Rating Agencies filter
- Fund Management (49) Apply Fund Management filter
- Post Trading (44) Apply Post Trading filter
- MiFID - Investor Protection (39) Apply MiFID - Investor Protection filter
- Corporate Disclosure (32) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (30) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Management Board (28) Apply Management Board filter
- Supervisory convergence (27) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (24) Apply IFRS Supervisory Convergence filter
- Planning reporting budget (16) Apply Planning reporting budget filter
- Benchmarks (14) Apply Benchmarks filter
- Brexit (14) Apply Brexit filter
- Trade Repositories (13) Apply Trade Repositories filter
- Innovation and Products (11) Apply Innovation and Products filter
- CCP Directorate (10) Apply CCP Directorate filter
- Market Abuse (10) Apply Market Abuse filter
- Market Integrity (10) Apply Market Integrity filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Short Selling (9) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- Securitisation (8) Apply Securitisation filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- Corporate Governance (5) Apply Corporate Governance filter
- COVID-19 (4) Apply COVID-19 filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- International cooperation (3) Apply International cooperation filter
- Transparency (3) Apply Transparency filter
- Audit (2) Apply Audit filter
- Corporate Finance (2) Apply Corporate Finance filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market data (2) Apply Market data filter
- Trading (2) Apply Trading filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Reference (246) Apply Reference filter
- Letter (127) Apply Letter filter
- Summary of Conclusions (98) Apply Summary of Conclusions filter
- Opinion (93) Apply Opinion filter
- Guidelines & Recommendations (92) Apply Guidelines & Recommendations filter
- Final Report (68) Apply Final Report filter
- Consultation Paper (66) Apply Consultation Paper filter
- Statement (62) Apply Statement filter
- Report (39) Apply Report filter
- Decision (36) Apply Decision filter
- Speech (25) Apply Speech filter
- Q&A (14) Apply Q&A filter
- Compliance table (11) Apply Compliance table filter
- Technical Standards (10) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Vacancy (2) Apply Vacancy filter
Your filters
Board of Supervisors X IAS Regulation X Careers X Board of Appeal X Prospectus X Joint Committee X MiFID - Secondary Markets X Technical Advice X Annual Report X Press Release X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
||||
| 24/05/2018 | ESMA71-99-981 | Anneli Tuominen VC reappointment | Board of Supervisors, Management Board | Press Release | PDF 208.13 KB |
||||
| 14/06/2017 | ESMA20-95-590 | Annual Report 2016 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 2.94 MB |
Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly |
|||
| 19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 18/04/2018 | ESMA71-99-969 | Board of Appeal Appointments 2018 | Board of Appeal | Press Release | PDF 292.64 KB |
||||
| 13/03/2019 | BoA PR 01 | Board of Appeal PR- Shadow Ratings Appeals | Board of Appeal | Press Release | PDF 399.67 KB |
||||
| 30/03/2021 | ESMA71-99-1622 | CRA Enforcement Case Moodys March 2021 | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 134.39 KB |
||||
| 26/09/2017 | ESMA71-99-599 | EBA and ESMA provide guidance to assess the suitability of management body members and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection, Press Releases | Press Release | PDF 243.97 KB |
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders. |
|||
| 24/07/2014 | 2014/61 | EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions | Joint Committee, Press Releases | Press Release | PDF 79.27 KB |
The Joint Committee of the three European Supervisory Authorities (ESAs - EBA, ESMA and EIOPA) launched today a consultation on draft Regulatory Technical Standards (RTS) on risk concentration and intra-group transactions within financial conglomerates. The technical standards aim at enhancing supervisory consistency in the application of the Financial Conglomerates Directive (FICOD). The consultation runs until 24 October 2014. The objective of the draft RTS is to clarify which risk concentrations and intra-group transactions within a financial conglomerate should be considered as significant. In addition, the RTS provide some supervisory measures for coordinators and other relevant competent authorities when identifying types of significant risk concentration and intra-group transactions, their associated thresholds and reports, where appropriate. The consultation paper is available on the websites of the three ESAs: EBA, ESMA and EIOPA. Comments to this consultation paper can be sent to the Joint Committee. Legal background The three ESAs have developed these RTS in accordance with Article 21a (1a) of Directive 2002/87/EC (FICOD), which mandates the three ESAs, through the Joint Committee, to develop RTS to clarify the definitions on risk concentration and intra-group transactions provided in Article 2 of the FICOD and to coordinate the provisions laid down in Articles 7 and 8 and Annex II. | |||
| 11/04/2012 | JC/2012/30 | EBA, ESMA and EIOPA publish two reports on Money Laundering | Joint Committee, Press Releases | Press Release | PDF 69.92 KB |
||||
| 12/03/2021 | ESMA71-99-1589 | ED Announcement PR | Board of Supervisors, Corporate Information, Management Board | Press Release | PDF 78.78 KB |
||||
| 23/04/2020 | JC 2020 41 | ESAs consult on Environmental, Social and Governance disclosure rules | Joint Committee, Sustainable finance | Press Release | PDF 131.43 KB |
||||
| 11/11/2015 | JC/2015/078 | ESAs consult on PRIIPs key information for retail investors | Fund Management, Joint Committee, Press Releases | Press Release | PDF 120.45 KB |
||||
| 31/08/2012 | JC/2012/70 | ESAs consult on the application of the capital calculation methods for financial conglomerates | Joint Committee, Press Releases | Press Release | PDF 175.07 KB |
||||
| 04/12/2015 | JC/2015/087 | ESAs issue discussion paper on automation in financial advice | Joint Committee, Press Releases | Press Release | PDF 95.61 KB |