ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/06/2020 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
268.59 KB
04/06/2020 ESMA41-356-82 Public Notice- Scope Ratings GmbH Reference PDF
138.38 KB
04/06/2020 ESMA41-356-77 Decision- Scope Ratings GmbH Decision PDF
1022.35 KB
04/06/2020 ESMA71-99-1338 Scope Ratings Enforcement Action , Press Release PDF
127.88 KB
29/05/2020 ESMA22-106-2386 Summary of Conclusions Board of Supervisors conference call- 5 May 2020 Summary of Conclusions PDF
186.36 KB
29/05/2020 ESMA22-106-2358 Summary of Conclusions Board of Supervisors conference call- 29 April 2020 Summary of Conclusions PDF
0 bytes
28/05/2020 ESMA22-106-2088 Summary of Conclusions Board of Supervisors conference call- 29 January 2020 Summary of Conclusions PDF
317.5 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
15/05/2020 ESMA22-106-2359 Summary of Conclusions Board of Supervisors conference call- 22 April 2020 Summary of Conclusions PDF
178.35 KB
15/05/2020 ESMA22-106-2343 Summary of Conclusions Board of Supervisors conference call- 15 April 2020 Summary of Conclusions PDF
171.42 KB
15/05/2020 ESMA22-106-2298 Summary of Conclusions Board of Supervisors conference call- 8 April 2020 Summary of Conclusions PDF
183.02 KB
15/05/2020 ESMA22-106-2288 Summary of Conclusions Board of Supervisors conference call- 26 March 2020 Summary of Conclusions PDF
122.01 KB
15/05/2020 ESMA22-106-2277 Summary of Conclusions Board of Supervisors conference call- 1 April 2020 Summary of Conclusions PDF
155.69 KB
13/05/2020 ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges , Final Report PDF
436.43 KB
13/05/2020 ESMA71-99-1327 Press Release CLO Thematic Report , , Press Release PDF
123.56 KB
07/05/2020 ESMA22-106-2274 Summary of Conclusions Board of Supervisors conference call- 1 April 2020 Summary of Conclusions PDF
176.21 KB
07/05/2020 ESMA22-106-2269 Summary of Conclusions Board of Supervisors conference call- 26 March 2020 Summary of Conclusions PDF
326.16 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
04/05/2020 ESMA71-99-1324 Statement on bilateral margin RTS amendments in response to Covid-19 , , , Statement PDF
101.16 KB

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