ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
29/09/2014 2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Corporate Disclosure, Transparency Technical Standards PDF
810.07 KB		 The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings.
01/07/2015 2015/1014 Draft RTS on prospectus related issues under the Omnibus II Directive Corporate Disclosure Technical Standards PDF
949.89 KB
29/08/2018 ESMA33-128-523 Steven Maijoor Securitisation ECON Scrutiny Opening Statement Securitisation, Speeches Speech PDF
228.13 KB
19/10/2018 ESMA 32-67-510 Speech by ESMA Chair Maijoor at Banco de España – CEMFI – FSI High-Level Conference Corporate Disclosure Speech PDF
288.04 KB
13/02/2019 ESMA71-319-91 Brexit – the regulatory challenges Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence Speech PDF
175.3 KB

Steven Maijoor keynote at the European Financial Forum in Dublin
06/03/2019 ESMA35-43-1740 Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference Brexit, Fund Management Speech PDF
265.45 KB
16/05/2019 ESMA34-45-712 Verena Ross- ICMA 2019 conference speech Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches Speech PDF
134.24 KB
04/06/2019 ESMA71-319-120 FESE Dinner Address Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches Speech PDF
117.98 KB
12/06/2019 ESMA33-128-713 Keynote by ESMA Executive Director Verena Ross at the Global ABS Conference 2019 – Barcelona Securitisation Speech PDF
120.24 KB
04/10/2019 ESMA71-99-1232 Keynote- Steven Maijoor- AFME Legal & Compliance Conference, Paris Brexit, Post Trading, Speeches Speech PDF
112.75 KB
15/10/2019 ESMA71-319-144 Speech by Steven Maijoor on Corporate Governance in Zagreb Corporate Disclosure, Speeches Speech PDF
108.62 KB
12/11/2019 ESMA63-313-548 Financial Regulation of the European Securities and Markets Authority Management Board, Procurement Decision PDF
759.59 KB
28/11/2019 ESMA32-67-610 EFRAG Conference 28 November 2019- IFRS and Regulation- Keynote Speech Steven Maijoor Corporate Disclosure Speech PDF
165.97 KB
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report PDF
825.72 KB
02/12/2020 ESMA42-111-5461 Opening Statement ECON Public Presentation FTPR 2 Corporate Disclosure, Speeches, Supervisory convergence Speech PDF
101.67 KB