ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
51
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Securitisation filter Securitisation
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- (-) Remove Procurement filter Procurement
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Trading filter Trading
- Speeches (159) Apply Speeches filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- Post Trading (27) Apply Post Trading filter
- CESR Archive (26) Apply CESR Archive filter
- MiFID - Investor Protection (24) Apply MiFID - Investor Protection filter
- Innovation and Products (21) Apply Innovation and Products filter
- Corporate Information (12) Apply Corporate Information filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Benchmarks (10) Apply Benchmarks filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Joint Committee (9) Apply Joint Committee filter
- Sustainable finance (9) Apply Sustainable finance filter
- Brexit (8) Apply Brexit filter
- Transparency (7) Apply Transparency filter
- Market Abuse (6) Apply Market Abuse filter
- Market Integrity (6) Apply Market Integrity filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (4) Apply Short Selling filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Prospectus (3) Apply Prospectus filter
- Trade Repositories (3) Apply Trade Repositories filter
- Corporate Finance (2) Apply Corporate Finance filter
- International cooperation (2) Apply International cooperation filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove ONGOING Procedure filter ONGOING Procedure
- Reference (180) Apply Reference filter
- Guidelines & Recommendations (111) Apply Guidelines & Recommendations filter
- Consultation Paper (84) Apply Consultation Paper filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Press Release (63) Apply Press Release filter
- Final Report (55) Apply Final Report filter
- Statement (34) Apply Statement filter
- Report (29) Apply Report filter
- Letter (27) Apply Letter filter
- Opinion (15) Apply Opinion filter
- Q&A (9) Apply Q&A filter
- Technical Advice (7) Apply Technical Advice filter
- Decision (2) Apply Decision filter
- Annual Report (1) Apply Annual Report filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID II: Transparency Calculations and DVC X Procurement X Securitisation X Securities Financing Transactions X Fund Management X Trading X CCP Directorate X Speech X Compliance table X ONGOING Procedure X Technical Standards X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
21/10/2021 | ESMA91-372-1783 | 20211021_EACH CCP Risk Management Summit Speech | CCP Directorate | Speech | PDF 117.53 KB |
||||
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
|||
21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |
||||
30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 143.93 KB |
||||
18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
||||
20/02/2014 | 2014/161 | Draft implementing technical standards on notification- EuSEF | Fund Management | Technical Standards | PDF 29.18 KB |
||||
20/02/2014 | 2014/160 | Draft implementing technical standards on notification- EuVECA | Fund Management | Technical Standards | PDF 175.99 KB |
||||
18/09/2015 | 2015/1409 | Draft Implementing Technical Standards on penalties and measures under Directive 2009/65/EC (UCITS Directive) | Fund Management | Technical Standards | PDF 339.52 KB |
||||
11/10/2016 | 2016-1459 | ECON Hearing AIFMD passport Steven Maijoor Opening Statement | Fund Management | Speech | DOCX 330.05 KB |
||||
08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |