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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/07/2020 ESMA70-151-3190 3rd EU-Wide CCP Stress Test FAQ CCP Directorate, Post Trading Reference DOCX
464.64 KB
04/01/2021 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference PDF
371.24 KB
21/06/2017 ESMA70-393682164-34 Application Form for the Consultative Working Group of ESMA’s Post Trading Standing Committee Post Trading Reference DOCX
36.91 KB
02/02/2021 ESMA70-154-2317 Application form- PTSC CWG renewal 2021 Post Trading Reference DOCX
38.46 KB
21/06/2017 ESMA70-393682164-33 Call for expressions of interest for the Consultative Working Group of ESMA's Post Trading Standing Committee Post Trading Reference PDF
262.49 KB
02/02/2021 ESMA70-154-2316 Call for expressions of interest- PTSC CWG Renewal- 2021 Post Trading Reference PDF
158.21 KB
06/08/2019 ESMA74-361-75 Call for interest DAG members Market Integrity, Trading Reference PDF
167.88 KB
03/03/2020 ESMA22-328-271 CCP Supervisory Committee Terms of Reference Post Trading Reference PDF
147.97 KB
02/04/2020 ESMA 70-152-3050 CCSPSA consultation_Response Form Joint Committee, Post Trading, Supervisory convergence Reference DOCX
774.63 KB
10/11/2020 ESMA70-708036281-159 Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs) Post Trading Reference PDF
110.21 KB
12/11/2013 2013/1643 Cover Note- Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) Corporate Disclosure, Corporate Governance Reference PDF
145.01 KB		 In accordance with its mandate to take appropriate action in the context of takeover bids as per Article 1.3 of Regulation (EU) 1095/2010 (ESMA Regulation), ESMA is releasing a public statement on shareholder cooperation and acting in concert under the Takeover Bids Directive (Directive 2004/25/EC). This statement has been prepared following the review and report by the European Commission on the application of the Takeover Bids Directive and is based on information collected about the practices and application of that Directive. The statement has been prepared in order to help shareholders identify activities in relation to which they can cooperate (insofar as those activities are available to them under national company law), without that cooperation, in and of itself, leading to a conclusion that the shareholders are acting in concert and thus being at risk of having to make a mandatory bid under the Takeover Bids Directive. These activities are presented in the statement in the form of a “White List”. The statement has been prepared by the Takeover Bids Network, a permanent working group operating under the auspices of ESMA that promotes exchange of information on practices and application of the Takeover Bids Directive across the European Economic Area, thereby strengthening a common supervisory culture. The Takeover Bids Network is a specialist group composed of the national competent authorities appointed under the Takeover Bids Directive. The competent authorities represented on the ESMA Board of Supervisors are not in all cases appointed as competent authorities within the Takeover Bids Directive. The authorities not represented on the Board of Supervisors but competent within the area of takeovers are the Austrian Takeover Commission, the Irish Takeover Panel, the Oslo Stock Exchange of Norway, the Takeover Panel of Sweden and the Takeover Panel of the United Kingdom. These five authorities have contributed to the public statement and will have regard to it in the same manner as the other members of the Takeover Bids Network when assessing whether shareholders are acting in concert under their national takeover rules.
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference PDF
122.09 KB
02/05/2022 ESMA70-155-11635 CSD Register Post Trading Reference PDF
1.19 MB
12/05/2022 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Post Trading Reference PDF
301.23 KB
01/06/2017 ESMA70-708036281-72 CSDR relevant currencies indicators- template Post Trading Reference XLS
283 KB
11/04/2022 ESMA70-447-1897 CSDR Settlement Fails Reporting- List of SSS IDs and SSS Names Post Trading Reference XLSX
31.1 KB
28/09/2017 ESMA70-151-564 CSDR Template for CSD Register Notifications Post Trading Reference DOCX
63.15 KB
20/12/2021 ESMA65-8-6905 CSDR7 Settlements Fails XML Schema Post Trading Reference ZIP
451.11 KB
13/04/2021 ESMA70-145-1395 DATA_templates TRs Market Integrity, Post Trading Reference XLSX
53.23 KB
04/01/2021 ESMA70-155-11638 Designated Authorities to notify opening of insolvency proceedings Post Trading Reference PDF
254.59 KB

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