ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
21
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Securitisation filter Securitisation
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- Securities and Markets Stakeholder Group (91) Apply Securities and Markets Stakeholder Group filter
- MiFID - Investor Protection (72) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (35) Apply Short Selling filter
- Fund Management (24) Apply Fund Management filter
- Post Trading (24) Apply Post Trading filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (10) Apply Market Abuse filter
- Joint Committee (9) Apply Joint Committee filter
- Prospectus (5) Apply Prospectus filter
- Brexit (4) Apply Brexit filter
- Innovation and Products (4) Apply Innovation and Products filter
- Sustainable finance (3) Apply Sustainable finance filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Trading (2) Apply Trading filter
- Vacancies (2) Apply Vacancies filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (200) Apply Reference filter
- Letter (190) Apply Letter filter
- Press Release (97) Apply Press Release filter
- Annual Report (79) Apply Annual Report filter
- Statement (67) Apply Statement filter
- Final Report (57) Apply Final Report filter
- Report (47) Apply Report filter
- Consultation Paper (37) Apply Consultation Paper filter
- Speech (32) Apply Speech filter
- Q&A (11) Apply Q&A filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Decision (6) Apply Decision filter
- Technical Advice (5) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- Technical Standards (3) Apply Technical Standards filter
- Investor Warning (1) Apply Investor Warning filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
MiFID II: Transparency Calculations and DVC X Securitisation X Corporate Information X Benchmarks X Corporate Disclosure X Supervisory convergence X Opinion X Vacancy X SMSG Advice X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
||||
| 18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
| 01/07/2015 | 2015/1015 | ESMA assessment of Israeli laws and regulations on prospectuses | Corporate Disclosure | Opinion | PDF 173.89 KB |
||||
| 25/09/2015 | 2015/1462 | ESMA opinion on accounting for Deposit Guarantee Scheme | Corporate Disclosure, IFRS Supervisory Convergence | Opinion | PDF 127.91 KB |
||||
| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
| 05/09/2018 | ESMA70-151-1651 | On the European Commission’s proposed amendments to SFTR | Securitisation | Opinion | PDF 405.72 KB |
||||
| 31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 29/04/2020 | ESMA41-137-1299 | ESMAR Article 9a(2) Opinion- BMR EC | Benchmarks | Opinion | PDF 130.45 KB |
||||
| 29/04/2020 | ESMA41-137-1300 | ESMAR Article 9a(3) Opinion- BMR NCA | Benchmarks | Opinion | PDF 126.5 KB |
||||
| 28/07/2020 | ESMA22-105-1208 | ESMA Opinion on 2018 Discharge Report of EP | Corporate Information | Opinion | PDF 92.69 KB |
||||
| 05/10/2020 | ESMA22-106-2819 | SMSG advice on 2021 Annual Work Programme | Corporate Information, Securities and Markets Stakeholder Group | SMSG Advice | PDF 117.42 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |