ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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28/01/2016 | 2016/167 | Anneli Tuominen appointed Vice Chair of ESMA | Corporate Information, Press Releases | Press Release | PDF 139.35 KB |
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23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
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26/09/2017 | ESMA71-99-599 | EBA and ESMA provide guidance to assess the suitability of management body members and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection, Press Releases | Press Release | PDF 243.97 KB |
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders. |
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24/07/2014 | 2014/61 | EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions | Joint Committee, Press Releases | Press Release | PDF 79.27 KB |
The Joint Committee of the three European Supervisory Authorities (ESAs - EBA, ESMA and EIOPA) launched today a consultation on draft Regulatory Technical Standards (RTS) on risk concentration and intra-group transactions within financial conglomerates. The technical standards aim at enhancing supervisory consistency in the application of the Financial Conglomerates Directive (FICOD). The consultation runs until 24 October 2014. The objective of the draft RTS is to clarify which risk concentrations and intra-group transactions within a financial conglomerate should be considered as significant. In addition, the RTS provide some supervisory measures for coordinators and other relevant competent authorities when identifying types of significant risk concentration and intra-group transactions, their associated thresholds and reports, where appropriate. The consultation paper is available on the websites of the three ESAs: EBA, ESMA and EIOPA. Comments to this consultation paper can be sent to the Joint Committee. Legal background The three ESAs have developed these RTS in accordance with Article 21a (1a) of Directive 2002/87/EC (FICOD), which mandates the three ESAs, through the Joint Committee, to develop RTS to clarify the definitions on risk concentration and intra-group transactions provided in Article 2 of the FICOD and to coordinate the provisions laid down in Articles 7 and 8 and Annex II. | |||
11/04/2012 | JC/2012/30 | EBA, ESMA and EIOPA publish two reports on Money Laundering | Joint Committee, Press Releases | Press Release | PDF 69.92 KB |
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12/03/2021 | ESMA71-99-1589 | ED Announcement PR | Board of Supervisors, Corporate Information, Management Board | Press Release | PDF 78.78 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the April 2020 meeting | Joint Committee | Summary of Conclusions | PDF 87.58 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the April 2021 meeting | Joint Committee | Summary of Conclusions | PDF 366.66 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the December 2019 meeting | Joint Committee | Summary of Conclusions | PDF 356.14 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the February 2021 meeting | Joint Committee | Summary of Conclusions | PDF 362.61 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the January 2022 meeting | Joint Committee | Summary of Conclusions | PDF 216.4 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the July 2020 meeting | Joint Committee | Summary of Conclusions | PDF 334.11 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the June 2021 meeting | Joint Committee | Summary of Conclusions | PDF 467.24 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the October 2020 meeting | Joint Committee | Summary of Conclusions | PDF 375.81 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the October 2021 meeting | Joint Committee | Summary of Conclusions | PDF 131.08 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the September 2019 meeting | Joint Committee | Summary of Conclusions | PDF 79.55 KB |
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24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
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23/04/2020 | JC 2020 41 | ESAs consult on Environmental, Social and Governance disclosure rules | Joint Committee, Sustainable finance | Press Release | PDF 131.43 KB |
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11/11/2015 | JC/2015/078 | ESAs consult on PRIIPs key information for retail investors | Fund Management, Joint Committee, Press Releases | Press Release | PDF 120.45 KB |
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31/08/2012 | JC/2012/70 | ESAs consult on the application of the capital calculation methods for financial conglomerates | Joint Committee, Press Releases | Press Release | PDF 175.07 KB |