ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
46
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Trade Repositories filter Trade Repositories
- MiFID - Investor Protection (99) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- Warnings and publications for investors (93) Apply Warnings and publications for investors filter
- Securities and Markets Stakeholder Group (91) Apply Securities and Markets Stakeholder Group filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (35) Apply Short Selling filter
- Fund Management (24) Apply Fund Management filter
- Post Trading (24) Apply Post Trading filter
- COVID-19 (12) Apply COVID-19 filter
- Joint Committee (11) Apply Joint Committee filter
- Market Abuse (10) Apply Market Abuse filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Innovation and Products (5) Apply Innovation and Products filter
- Prospectus (5) Apply Prospectus filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Benchmarks (4) Apply Benchmarks filter
- Brexit (4) Apply Brexit filter
- Securitisation (3) Apply Securitisation filter
- Sustainable finance (3) Apply Sustainable finance filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Trading (2) Apply Trading filter
- Vacancies (2) Apply Vacancies filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Opinion filter Opinion
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Investor Warning filter Investor Warning
- Guidelines & Recommendations (561) Apply Guidelines & Recommendations filter
- Reference (147) Apply Reference filter
- Annual Report (79) Apply Annual Report filter
- Press Release (45) Apply Press Release filter
- Statement (32) Apply Statement filter
- Final Report (20) Apply Final Report filter
- Speech (16) Apply Speech filter
- Report (15) Apply Report filter
- Letter (12) Apply Letter filter
- Decision (10) Apply Decision filter
- Consultation Paper (9) Apply Consultation Paper filter
- Q&A (5) Apply Q&A filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
MiFID II: Transparency Calculations and DVC X Corporate Information X European Single Electronic Format X Trade Repositories X Guidelines and Technical standards X Opinion X Vacancy X SMSG Advice X Compliance table X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 03/08/2016 | 2016/300 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information | Investor Warning | PDF 206.91 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |
||||
| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 143.93 KB |
||||
| 28/07/2020 | ESMA22-105-1208 | ESMA Opinion on 2018 Discharge Report of EP | Corporate Information | Opinion | PDF 92.69 KB |
||||
| 27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
||||
| 05/10/2020 | ESMA22-106-2819 | SMSG advice on 2021 Annual Work Programme | Corporate Information, Securities and Markets Stakeholder Group | SMSG Advice | PDF 117.42 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 108.66 KB |
||||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |