ESMA LIBRARY
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MiFID II: Transparency Calculations and DVC X Guidelines and Technical standards X COVID-19 X Corporate Finance X Securities Financing Transactions X Sustainable finance X Short Selling X MiFID - Secondary Markets X Letter X Technical Standards X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/01/2011 | 2011/16 | Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories | MiFID - Secondary Markets | Letter | PDF 30.66 KB |
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| 20/01/2011 | 2011/4 | Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade | MiFID - Secondary Markets | Letter | PDF 34.38 KB |
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| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
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| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
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| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
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| 05/10/2015 | 2015/1498 | Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR | MiFID - Secondary Markets, Post Trading | Letter | PDF 92.96 KB |
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| 29/01/2016 | 2016/163 | Opinion on CRR ITS final | MiFID - Secondary Markets | Letter | PDF 105.66 KB |
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| 29/01/2016 | 2016/164 | Letter J Hill- Opinion on Draft ITS CRR | MiFID - Secondary Markets | Letter | PDF 23.86 KB |
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| 21/03/2016 | 2016/402 | Letter EU Comm Guersent- position limits | MiFID - Secondary Markets | Letter | PDF 96.65 KB |
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| 21/03/2016 | 2016/403 | Letter EU Comm Guersent- Ancillary Activity | MiFID - Secondary Markets | Letter | PDF 96.03 KB |
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| 21/03/2016 | 2016/404 | Letter EU Comm Guersent- Non-equity transparency | MiFID - Secondary Markets | Letter | PDF 125.94 KB |
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| 02/05/2016 | 2016/672 | Letter Commission- Opinions RTS 2 and RTS 21 | MiFID - Secondary Markets | Letter | PDF 24.06 KB |
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| 11/06/2020 | 2020 06 11 | ESA letter to the EC | Corporate Disclosure, Joint Committee, Sustainable finance | Letter | PDF 97.3 KB |
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| 16/07/2020 | 2020 07 15 | ESAs Letter to EVP Dombrovskis re Sustainable Finance Consultation | Sustainable finance | Letter | PDF 118.46 KB |
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| 16/05/2022 | Ares(2022)3682962 | Letter from the European Commission on the Call for input to ESMA, EIOPA and the EBA regarding greenwashing monitoring and supervision | Sustainable finance | Letter | PDF 204.52 KB |
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| 26/07/2021 | EC letter Q&Ss | Letter from the EU Commission to ESA JC- Q&As | Joint Committee, Sustainable finance | Letter | PDF 199.38 KB |
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| 30/11/2021 | EC letter Q&Ss correction | Letter from the EU Commission to ESA JC- Q&As correction | Joint Committee, Sustainable finance | Letter | PDF 92.43 KB |
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| 16/12/2020 | ESA 2020 28 | ESAs Letter to IFRS Foundation consultation sustainability reporting | Corporate Finance | Letter | PDF 155.56 KB |