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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|29/03/2021||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|15/01/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|04/01/2021||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|21/12/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|21/12/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|17/06/2020||ESMA63-46-710||Policy on the reimbursement for external persons||Careers, Management Board||Reference||PDF
|17/06/2020||ESMA63-46-716||Policy on the reimbursement of candidates and trainees||Careers, Management Board||Reference||PDF
|13/01/2020||ESMA63-43-1444||ESMA Budget 2020||Board of Supervisors, Management Board, Planning reporting budget||Reference||PDF
|01/10/2019||ESMA20-95-1132||2020 Work Programme||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Reference||PDF
|14/03/2019||ESMA63-43-1131||ESMA Budget Amendment n.1 for 2018||Board of Supervisors, Management Board, Planning reporting budget||Reference||PDF
|07/02/2019||ESMA63-43-1190||ESMA Budget 2019||Board of Supervisors, Management Board, Planning reporting budget||Reference||ZIP
|05/02/2019||ESMA40-133-716||Implementing rules on data protection||Management Board||Reference||PDF
|26/04/2018||ESMA63-43-964||ESMA Budget Amendment n.1 for 2017||Board of Supervisors, Management Board, Planning reporting budget||Reference||PDF
|07/02/2018||ESMA20-95-823||2018 Regulatory Work Programme||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Reference||PDF
|19/01/2018||ESMA63-43-874||ESMA Budget 2018||Board of Supervisors, Management Board, Planning reporting budget||Reference||PDF
|22/12/2017||ESMA50-164-677||FAQs on MiFID II- Transitional Transparency Calculations||MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC||Reference||PDF
|06/12/2017||ESMA71-99-669||ESMA MIFID and MAR Data Systems||Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC||Reference||PDF
|30/01/2017||ESMA22-247440098-63||Summary of Conclusions Management Board 11/01/2017||Management Board||Reference||PDF
|30/01/2017||ESMA22-247440098-61||Summary of Conclusions Management Board 13/12/2016||Management Board||Reference||PDF