ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Securitisation filter Securitisation
- (-) Remove Trading filter Trading
- CESR Archive (109) Apply CESR Archive filter
- MiFID - Secondary Markets (90) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (63) Apply MiFID - Investor Protection filter
- Short Selling (40) Apply Short Selling filter
- Market Integrity (39) Apply Market Integrity filter
- Credit Rating Agencies (25) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- Board of Supervisors (17) Apply Board of Supervisors filter
- COVID-19 (17) Apply COVID-19 filter
- Post Trading (17) Apply Post Trading filter
- Management Board (12) Apply Management Board filter
- Fund Management (10) Apply Fund Management filter
- Joint Committee (10) Apply Joint Committee filter
- Corporate Information (8) Apply Corporate Information filter
- Market Abuse (8) Apply Market Abuse filter
- Prospectus (5) Apply Prospectus filter
- Securities and Markets Stakeholder Group (5) Apply Securities and Markets Stakeholder Group filter
- Brexit (4) Apply Brexit filter
- Trade Repositories (4) Apply Trade Repositories filter
- Innovation and Products (3) Apply Innovation and Products filter
- Benchmarks (2) Apply Benchmarks filter
- Careers (2) Apply Careers filter
- Transparency (2) Apply Transparency filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove CESR Document filter CESR Document
- (-) Remove Decision filter Decision
- Letter (178) Apply Letter filter
- Reference (104) Apply Reference filter
- Press Release (62) Apply Press Release filter
- Final Report (55) Apply Final Report filter
- Statement (45) Apply Statement filter
- Consultation Paper (36) Apply Consultation Paper filter
- Report (35) Apply Report filter
- Speech (16) Apply Speech filter
- Q&A (11) Apply Q&A filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Technical Advice (5) Apply Technical Advice filter
- Compliance table (3) Apply Compliance table filter
- Technical Standards (3) Apply Technical Standards filter
- Annual Report (1) Apply Annual Report filter
Your filters
MiFID II: Transparency Calculations and DVC X Corporate Disclosure X Supervisory convergence X Trading X Securitisation X Decision X Opinion X CESR Document X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |
||||
| 02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 28/10/2020 | ESMA70-155-11072 | ESMA decision renewal of 16 September 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR | Trading | Decision | PDF 395.8 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
||||
| 05/09/2018 | ESMA70-151-1651 | On the European Commission’s proposed amendments to SFTR | Securitisation | Opinion | PDF 405.72 KB |
||||
| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
| 25/09/2015 | 2015/1462 | ESMA opinion on accounting for Deposit Guarantee Scheme | Corporate Disclosure, IFRS Supervisory Convergence | Opinion | PDF 127.91 KB |
||||
| 01/07/2015 | 2015/1015 | ESMA assessment of Israeli laws and regulations on prospectuses | Corporate Disclosure | Opinion | PDF 173.89 KB |
||||
| 18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
||||
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |