ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
33
REFINE YOUR SEARCH
Sections
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Speeches (159) Apply Speeches filter
- Post Trading (28) Apply Post Trading filter
- CESR Archive (27) Apply CESR Archive filter
- Fund Management (27) Apply Fund Management filter
- MiFID - Secondary Markets (21) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (17) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Corporate Information (12) Apply Corporate Information filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Sustainable finance (9) Apply Sustainable finance filter
- Benchmarks (8) Apply Benchmarks filter
- Brexit (8) Apply Brexit filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Joint Committee (6) Apply Joint Committee filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Market Integrity (5) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (4) Apply Short Selling filter
- Transparency (4) Apply Transparency filter
- COVID-19 (3) Apply COVID-19 filter
- Prospectus (3) Apply Prospectus filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Market data (1) Apply Market data filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Technical Advice filter Technical Advice
- Reference (119) Apply Reference filter
- Final Report (30) Apply Final Report filter
- Consultation Paper (28) Apply Consultation Paper filter
- Report (26) Apply Report filter
- Press Release (25) Apply Press Release filter
- Statement (20) Apply Statement filter
- Letter (17) Apply Letter filter
- Opinion (13) Apply Opinion filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Q&A (7) Apply Q&A filter
- Annual Report (4) Apply Annual Report filter
- Compliance table (4) Apply Compliance table filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
MiFID II: Transparency Calculations and DVC X Corporate Finance X European Single Electronic Format X Securitisation X Market Abuse X Innovation and Products X Technical Advice X Speech X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
29/10/2015 | 2015/1615 | Steven Maijoor speech at ECN | Innovation and Products, Speeches | Speech | PDF 261.75 KB |
||||
07/01/2016 | 2015/1912 | Opening Speech by J Servais, President of FSMA | Innovation and Products | Speech | PDF 162.44 KB |
||||
07/01/2016 | 2015/1915 | Closing Speech by V Ross, ESMA FI Day | Innovation and Products | Speech | PDF 100.54 KB |
||||
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
30/09/2016 | 2016/1420 | Financial Technology: The Regulatory Tipping Points | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 273.28 KB |
||||
24/11/2016 | 2016/1613 | Regulation and DLT: Working to Strike the Right Balance | Innovation and Products, Speeches | Speech | PDF 164.72 KB |
||||
07/03/2016 | 2016/345 | Financial Innovation towards a balanced regulatory response- Speech by V. Ross | Innovation and Products, Speeches | Speech | PDF 138.83 KB |
||||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
29/08/2018 | ESMA33-128-523 | Steven Maijoor Securitisation ECON Scrutiny Opening Statement | Securitisation, Speeches | Speech | PDF 228.13 KB |
||||
12/06/2019 | ESMA33-128-713 | Keynote by ESMA Executive Director Verena Ross at the Global ABS Conference 2019 – Barcelona | Securitisation | Speech | PDF 120.24 KB |
||||
16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
03/03/2020 | ESMA50-164-3187 | Innovation on a Grand Scale- speech by Steven Maijoor, Afore Consulting 4th Annual FinTech and Regulation Conference,Brussels | Innovation and Products, Speeches | Speech | PDF 113.31 KB |
||||
04/02/2021 | ESMA50-164-4111 | Keynote speech- Safely navigating accelerating digital transformation- Steven Maijoor | Innovation and Products, Speeches | Speech | PDF 127.1 KB |
||||
09/02/2022 | ESMA50-164-5533 | Keynote Speech- Verena Ross- Keeping on track in an evolving digital world | Innovation and Products, Speeches | Speech | PDF 195.47 KB |
||||
08/04/2022 | ESMA50-164-5749 | Speech Verena Ross_Launch of the EU Digital Finance Platfrom | Innovation and Products, Speeches | Speech | PDF 96.04 KB |
||||
19/07/2017 | ESMA50-164-820 | Regulatory Technology: Reshaping the Supervisor-Market Participant Relationship | Innovation and Products, Speeches | Speech | PDF 251.54 KB |
||||
25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |