ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
10
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Post Trading filter Post Trading
- Corporate Information (82) Apply Corporate Information filter
- Credit Rating Agencies (29) Apply Credit Rating Agencies filter
- Board of Supervisors (18) Apply Board of Supervisors filter
- Board of Appeal (17) Apply Board of Appeal filter
- CESR Archive (17) Apply CESR Archive filter
- Management Board (14) Apply Management Board filter
- Joint Committee (8) Apply Joint Committee filter
- Market Integrity (7) Apply Market Integrity filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Short Selling (7) Apply Short Selling filter
- COVID-19 (5) Apply COVID-19 filter
- MiFID - Investor Protection (5) Apply MiFID - Investor Protection filter
- Procurement (5) Apply Procurement filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Market Abuse (1) Apply Market Abuse filter
- Press Releases (1) Apply Press Releases filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Decision filter Decision
- Reference (232) Apply Reference filter
- Letter (215) Apply Letter filter
- Final Report (111) Apply Final Report filter
- Press Release (105) Apply Press Release filter
- Opinion (102) Apply Opinion filter
- Consultation Paper (93) Apply Consultation Paper filter
- Report (79) Apply Report filter
- Statement (69) Apply Statement filter
- Speech (31) Apply Speech filter
- Guidelines & Recommendations (27) Apply Guidelines & Recommendations filter
- Technical Advice (21) Apply Technical Advice filter
- Technical Standards (18) Apply Technical Standards filter
- Q&A (17) Apply Q&A filter
- Compliance table (14) Apply Compliance table filter
- CESR Document (3) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID II: Transparency Calculations and DVC X Corporate Disclosure X Risk Analysis & Economics - Markets Infrastructure Investors X Post Trading X MiFID - Secondary Markets X Annual Report X Decision X ONGOING Procedure X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 20/03/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Decision | PDF 88.62 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. |