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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
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04/04/2016 | 2016/227 | ToR SMSC | MiFID - Secondary Markets | Reference | PDF 143.74 KB |
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04/04/2016 | 2016/221 | ToR MDSC | MiFID - Secondary Markets | Reference | |||||
11/02/2016 | 2016/209 | ToR CEMA | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 128.84 KB |
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11/02/2016 | 2016/210 | ToR CDTF | MiFID - Secondary Markets | Reference | PDF 134.83 KB |
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06/11/2017 | ESMA50-165-422 | The impact of charges on mutual fund returns- correction | Fund Management, Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 590.09 KB |
ERRATUM - In the original version of this document published on 19 October 2017 in table V.3 on page 4, the values in the last four rows of column five were accidentally misreported. For this reason, ESMA now provides a corrected version, including the corrected values and a footnote pointing to the initial mistake. ESMA carried out a first analysis on fund performance measures, developing initial metrics to analyse the impact of ongoing fees, one-off charges and inflation on the returns of mutual funds. Key preliminary results for the EU fund industry show: Substantial reduction in net returns available to investors, especially in the retail sector and weakly cost- or price-sensitive investment decisions by retail investors On average ongoing fees and one-off charges and inflation-reduced returns available to investors by 29% of gross returns between 2013 and 2015. These reductions apply to all market segments, while varying across jurisdictions, asset classes and client types. Relative return reductions range from 11% for passive equity fund shares to 44% for retail fund shares in bond mutual funds. Relative and absolute return reductions for actively managed and retail fund shares tend to exceed those of passively managed and institutional fund shares. Despite the impact of fees and charges on the net outcome to investors, these do not seem to be reflected in investor choices. |
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01/03/2022 | ESMA50-165-2033 | The 2020 short selling bans – market impact | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 282.3 KB |
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19/12/2017 | ESMA70-156-185 | Template for reporting circuit breakers parameters to ESMA | MiFID - Secondary Markets | Reference | XLSX 41.46 KB |
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10/12/2018 | ESMA33-128-585 | STS Reporting Instructions | Securitisation | Reference | PDF 456.26 KB |
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13/08/2019 | ESMA33-128-761 | STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 62.94 KB |
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18/05/2018 | ESMA70-154-555 | SMSC Terms of Reference | MiFID - Secondary Markets | Reference | PDF 209.92 KB |
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08/09/2021 | ESMA33-128-760 | Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 119.78 KB |
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19/08/2020 | esma65-8-6469 | securitisation_disclosure_templates_xml_schema_1.2.0 | Securitisation | Reference | ZIP 8.18 MB |
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19/08/2020 | esma65-8-6469 | securitisation_disclosure_templates_xml_schema_1.1.0 | Securitisation | Reference | ZIP 8.04 MB |
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15/09/2020 | ESMA65-8-6469 | Securitisation Disclosure Templates Reporting Instructions-Dec 2019 | Securitisation | Reference | PDF 839.83 KB |
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19/08/2020 | ESMA65-8-6469 | Securitisation Disclosure Templates Reporting Instructions | Securitisation | Reference | PDF 1.01 MB |
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01/02/2019 | ESMA33-128-474 Annex 9 | Securitisation ANNEX9_UNDERLYING_EXPOSURES–ESOTERIC | Securitisation | Reference | XLSX 22.62 KB |
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01/02/2019 | ESMA33-128-474 Annex 8 | Securitisation ANNEX8_UNDERLYING_EXPOSURES–LEASING | Securitisation | Reference | XLSX 22.83 KB |
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01/02/2019 | ESMA33-128-474 Annex 7 | Securitisation ANNEX7_UNDERLYING_EXPOSURES–CREDIT_CARDS | Securitisation | Reference | XLSX 17.89 KB |
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01/02/2019 | ESMA33-128-474 Annex 6 | Securitisation ANNEX6_UNDERLYING_EXPOSURES–CONSUMER | Securitisation | Reference | XLSX 21.28 KB |