ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Short Selling filter Short Selling
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- (-) Remove Vacancies filter Vacancies
- Corporate Information (173) Apply Corporate Information filter
- CESR Archive (103) Apply CESR Archive filter
- Post Trading (99) Apply Post Trading filter
- MiFID - Secondary Markets (90) Apply MiFID - Secondary Markets filter
- Joint Committee (75) Apply Joint Committee filter
- Board of Supervisors (67) Apply Board of Supervisors filter
- Planning reporting budget (57) Apply Planning reporting budget filter
- Fund Management (56) Apply Fund Management filter
- Risk Analysis & Economics - Markets Infrastructure Investors (51) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (48) Apply CCP Directorate filter
- Management Board (48) Apply Management Board filter
- MiFID - Investor Protection (46) Apply MiFID - Investor Protection filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- International cooperation (41) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Corporate Disclosure (35) Apply Corporate Disclosure filter
- Securitisation (32) Apply Securitisation filter
- Innovation and Products (28) Apply Innovation and Products filter
- Sustainable finance (28) Apply Sustainable finance filter
- Benchmarks (21) Apply Benchmarks filter
- Supervisory convergence (20) Apply Supervisory convergence filter
- Market Abuse (19) Apply Market Abuse filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Market Integrity (16) Apply Market Integrity filter
- Corporate Finance (15) Apply Corporate Finance filter
- Trade Repositories (15) Apply Trade Repositories filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- ESMA newsletter (12) Apply ESMA newsletter filter
- Transparency (11) Apply Transparency filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Prospectus (10) Apply Prospectus filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Brexit (5) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- IAS Regulation (2) Apply IAS Regulation filter
- Audit (1) Apply Audit filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Annual Report filter Annual Report
- Press Release (67) Apply Press Release filter
- Guidelines & Recommendations (65) Apply Guidelines & Recommendations filter
- Consultation Paper (41) Apply Consultation Paper filter
- Opinion (35) Apply Opinion filter
- Final Report (34) Apply Final Report filter
- Statement (32) Apply Statement filter
- Decision (30) Apply Decision filter
- Speech (12) Apply Speech filter
- Technical Advice (12) Apply Technical Advice filter
- Report (11) Apply Report filter
- Letter (7) Apply Letter filter
- Technical Standards (6) Apply Technical Standards filter
- Q&A (4) Apply Q&A filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
- Compliance table (1) Apply Compliance table filter
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/07/2012 | 2011/454 | MOU on the supervision of CRAs- ESMA and ASIC | Credit Rating Agencies, International cooperation | Reference | PDF 4 MB |
This document contains two copies of the MOU, signed by ESMA and by the ASIC. | |||
| 19/07/2012 | 2012/124 | MOU on the supervision of CRAs- ESMA and MAS | Credit Rating Agencies, International cooperation | Reference | PDF 574.14 KB |
||||
| 19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |
||||
| 16/12/2013 | 2013/1933 | CRAs’ Market share calculation according to Article 8d of the CRA Regulation | Credit Rating Agencies | Reference | PDF 181.17 KB |
||||
| 23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
||||
| 22/12/2014 | 2014/1583 | Credit Rating Agencies’ 2014 market share calculations for the purposes of Article 8d of the CRA Regulation | Credit Rating Agencies | Reference | PDF 330 KB |
One of the objectives of the CRA Regulation is to increase competition in the markets for credit ratings by encouraging issuers to use smaller credit rating agencies. To this end, Article 8d(1) of the CRA Regulation states that where issuers or related third parties intend to appoint at least two CRAs to rate an issuance or entity, they shall consider appointing at least one CRA with no more than 10% of the total market share. They will consider this where the issuer or related third party finds that such a CRA is capable of rating the relevant issuance or entity and there is such a CRA available to rate the issuance or entity in question. Where it is not possible to appoint at least one CRA with no more than 10% of the total market share, the issuer or related third party shall document this. The obligations in Article 8d are supervised and enforced at national level by sectoral competent authorities. To help issuers and related third parties carry out this evaluation, Article 8d(2) of the CRA Regulation requires ESMA to publish a list of CRAs registered in the European Union (EU) on its website every year, indicating their total market share and the types of credit ratings issued. | |||
| 10/07/2015 | 2015/1174 | Public statement- ESMA registers modeFinance as credit rating agency | Credit Rating Agencies | Reference | PDF 107.03 KB |
||||
| 25/09/2015 | 2015/1463 reply form ESEF CBA | Form to reply ESEF CBA | Corporate Disclosure, European Single Electronic Format, Transparency | Reference | DOCX 872.33 KB |
||||
| 17/11/2015 | 2015/1736 | form_to_reply_vr_cra | Credit Rating Agencies | Reference | DOCX 783.87 KB |
||||
| 11/12/2015 | 2015/1870 | Registration form Open Hearing on Discussion Paper | Credit Rating Agencies | Reference | DOCX 334.56 KB |
||||
| 17/12/2015 | 2015/1885 | ESMA Briefing Note on ESEF CP | European Single Electronic Format, Transparency | Reference | PDF 138.49 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 13/07/2016 | 2016/1121 REPLY FORM | Reply form for the Consultation Paper on the Guidelines on the validation and review of CRAs’ methodologies | Credit Rating Agencies | Reference | DOCX 770.06 KB |
||||
| 30/09/2016 | 2016/1409 | SFTR Tables | Post Trading, Securities Financing Transactions | Reference | XLSX 45.84 KB |
||||
| 01/02/2016 | 2016/200 | MiFID registers- information about web service | Short Selling, MiFID - Secondary Markets | Reference | PDF 311.04 KB |
This document sets out the web service for the following registers: Shares admitted to trading on regulation markets Exempted shares Systematic internalisers Regulated Markets Multilateral trading facilities Central counterparties |
|||
| 04/04/2016 | 2016/219 | ToR CRA TC | Credit Rating Agencies | Reference | PDF 204.41 KB |
||||
| 07/12/2020 | Conformance suite 2020 | Conformance suite 2020 | European Single Electronic Format | Reference | ZIP 1.88 MB |
Main document: 2020 ESEF conformance suite test files Related documents: ESMA32-60-681 ESEF conformance suite documentation ESMA32-60-680 ESEF conformance suite list of tests
Copyright notice © IFRS Foundation Copyright and database right in the IFRS Taxonomy Materials is being held by the IFRS Foundation. The IFRS Taxonomy Materials are produced using XBRL language with the permission of XBRL International. The IFRS Foundation shall not assert its rights in the IFRS Taxonomy Materials within the EEA towards the preparation and use of tagged IFRS financial statements in the context of application of IFRS Standards. The IFRS Foundation reserves all other rights, including but not limited to those outside the EEA. Commercial use including reproduction is strictly prohibited. For further information please contact the IFRS Foundation at www.ifrs.org |
|||
| 10/12/2021 | Conformance suite 2021 | Conformance Suite 2021 | European Single Electronic Format | Reference | ZIP 1.97 MB |
Main document: 2021 ESEF conformance suite test files Related documents: ESMA32-60-796 ESEF conformance suite documentation ESMA32-60-795 ESEF conformance suite list of tests
Copyright notice © IFRS Foundation Copyright and database right in the IFRS Taxonomy Materials is being held by the IFRS Foundation. The IFRS Taxonomy Materials are produced using XBRL language with the permission of XBRL International. The IFRS Foundation shall not assert its rights in the IFRS Taxonomy Materials within the EEA towards the preparation and use of tagged IFRS financial statements in the context of application of IFRS Standards. The IFRS Foundation reserves all other rights, including but not limited to those outside the EEA. Commercial use including reproduction is strictly prohibited. For further information please contact the IFRS Foundation at www.ifrs.org |
|||
| 20/12/2019 | ESEF 2019 | ESMA ESEF Taxonomy 2019 | European Single Electronic Format | Reference | ZIP 11.59 MB |
ESEF Taxonomy 2019 - entry points Main document: Related documents: ESMA32-60-534 ESEF XBRL Taxonomy Documentation 2019 ESMA32-60-536 ESEF Taxonomy 2019 Architecture ESMA32-60-537 ESEF Validation Rules 2019
Copyright notice © IFRS Foundation Copyright and database right in the IFRS Taxonomy Materials is being held by the IFRS Foundation. The IFRS Taxonomy Materials are produced using XBRL language with the permission of XBRL International. The IFRS Foundation shall not assert its rights in the IFRS Taxonomy Materials within the EEA towards the preparation and use of tagged IFRS financial statements in the context of application of IFRS Standards. The IFRS Foundation reserves all other rights, including but not limited to those outside the EEA. Commercial use including reproduction is strictly prohibited. For further information please contact the IFRS Foundation at www.ifrs.org |
|||
| 07/12/2020 | ESEF 2020 | ESMA ESEF Taxonomy 2020 | European Single Electronic Format | Reference | ZIP 11.89 MB |
ESEF taxonomy 2020 - entry points Main document: Related documents: ESMA32-60-676 ESEF XBRL Taxonomy Documentation 2020 ESMA32-60-678 ESEF Taxonomy 2020 Architecture ESMA32-60-677 ESEF Validation Rules 2020
Copyright notice © IFRS Foundation Copyright and database right in the IFRS Taxonomy Materials is being held by the IFRS Foundation. The IFRS Taxonomy Materials are produced using XBRL language with the permission of XBRL International. The IFRS Foundation shall not assert its rights in the IFRS Taxonomy Materials within the EEA towards the preparation and use of tagged IFRS financial statements in the context of application of IFRS Standards. The IFRS Foundation reserves all other rights, including but not limited to those outside the EEA. Commercial use including reproduction is strictly prohibited. For further information please contact the IFRS Foundation at www.ifrs.org |