ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
37
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Prospectus filter Prospectus
- Board of Supervisors (66) Apply Board of Supervisors filter
- Management Board (36) Apply Management Board filter
- Post Trading (8) Apply Post Trading filter
- MiFID - Secondary Markets (7) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (4) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Transparency (2) Apply Transparency filter
- Corporate Information (1) Apply Corporate Information filter
- Market Abuse (1) Apply Market Abuse filter
- MiFID - Investor Protection (1) Apply MiFID - Investor Protection filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Technical Standards filter Technical Standards
- Reference (115) Apply Reference filter
- SMSG Advice (76) Apply SMSG Advice filter
- Guidelines & Recommendations (73) Apply Guidelines & Recommendations filter
- Final Report (42) Apply Final Report filter
- Press Release (42) Apply Press Release filter
- Consultation Paper (41) Apply Consultation Paper filter
- Letter (33) Apply Letter filter
- Report (25) Apply Report filter
- Statement (20) Apply Statement filter
- Decision (9) Apply Decision filter
- Opinion (9) Apply Opinion filter
- Technical Advice (6) Apply Technical Advice filter
- Speech (5) Apply Speech filter
- Q&A (4) Apply Q&A filter
- CESR Document (3) Apply CESR Document filter
- Compliance table (3) Apply Compliance table filter
- Annual Report (2) Apply Annual Report filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
MiFID II: Transparency Calculations and DVC X Securitisation X Joint Committee X Prospectus X Securities and Markets Stakeholder Group X Technical Standards X Summary of Conclusions X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 30/10/2015 | 2015/SMSG/021 | SoC Joint meeting SMSG-BoS | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 114.29 KB |
||||
| 30/10/2015 | 2015/SMSG/022 | SoC August 2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 196.51 KB |
||||
| 30/10/2015 | 2015/SMSG/030 | SoC SMSG September | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 164.91 KB |
||||
| 18/02/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 141.56 KB |
||||
| 18/02/2016 | 2016/SMG/005 | Summary of Conclusions Joint meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 159.42 KB |
||||
| 31/03/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 03/02/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.58 KB |
||||
| 11/05/2016 | 2016/SMSG/012 | Summary of Conclusions SMSG meeting 05/04/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.68 KB |
||||
| 01/07/2016 | 2016/SMSG/015 | Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 231.88 KB |
||||
| 01/07/2016 | 2016/SMSG/016 | Summary of Conclusions SMSG meeting 26-27 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 210.12 KB |
||||
| 14/11/2016 | 2016/SMSG/018 | Summary of Conclusions SMSG meeting 21 September 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 204.87 KB |
||||
| 15/02/2017 | ESMA22-247440098-122 | Summary of Conclusions BoS SMSG meeting 10 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 137.19 KB |
||||
| 15/02/2017 | ESMA22-247440098-121 | Summary of Conclusions SMSG meeting 10-11 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 267.71 KB |
||||
| 17/03/2017 | ESMA 22-106-143 | Summary of conclusions- SMSG meeting 9 February 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 203.3 KB |
||||
| 05/07/2017 | ESMA22-106-295 | Summary of Conclusions SMSG meeting 27 April 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 192.82 KB |
||||
| 13/09/2017 | ESMA22-106-348 | SoC SMSG meeting on 6-7 July 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.62 KB |
||||
| 13/09/2017 | ESMA22-106-349 | SoC Joint BoS and SMSG meeting 6 July 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 131.13 KB |
||||
| 17/11/2017 | ESMA22-106-475 | Summary of Conclusions SMSG meeting 21 September 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 206.1 KB |